PCG: Corporate Governance Report (first 06 months)
CORPORATE GOVERNANCE
(First 06 months/2013)
- Company: Bao Viet Securities Joint Stock Company
- Address: No.8, Le Thai To Street, Hoan Kiem District, Ha Noi City
- Tel: 04.3928 8080 - Fax: 04.3928 9888
- Email: baocao-bvsc@baoviet.com.vn
- Charter capital: 72,339,370,000 VND
- Stock code: BVS
I. BOD Activities
Meetings
No.
Members of BOD
Title
Attendance
rate
Reason for not attending
1
Mra. Nguyen Thi Phuc Lam
Chairman (finished on 26/4/2013)
100%
2
Mr. Nguyen Duc Tuan
Chairman (started on 26/4/2013)
3
Mr. Le Hai Phong
Vice Chairman
4
Mr. Le Van Binh
Member
5
Mr. Nhu Dinh Hoa
6
Mr. Charles Gregory
Member (finished on 26/4/2013)
7
Mr. Truong Ngoc Lan
Member (started on 26/4/2013)
II. Board Resolution
Resolution/Decision No.
Date
Content
04/2013/NQ/HĐQT-BVSC
3/19/2013
- Approve the operation result 2012 and the plan for 2013.
- Approve the payment of the salary fund 2012, the plan on human resources and salary for 2013.
- Try to control risks.
- Approve the plan for Annual General Mandate 2013.
- Approve the deployment to connect with Bloomberg throughout FIX.
12/2013/NQ/HĐQT-BVSC
4/26/2013
- Appoint Mr. Nguyen Duc Tuan as Chairman of BOD since 26/4/2013 to the end of the term (from 2010 to Annual General Mandate 2015.
13/2013/NQ/HĐQT-BVSC
5/8/2013
- Approve the stock transaction of TH1.
- Assign the tasks for members of BOD.
- Approve the report on the operation result of Quarter I/2013 and the plan for Quarter II/2013.
14/2013/NQ/HĐQT-BVSC
6/11/2013
- Approve the revenue and profit targets approved by General Mandate.
- Approve the operation result of the first four months of 2013 and the plan for the rest of year 2013.
- Approve the addition into the salary fund 2013.
- Approve the investment capital for dealing activity.
- Approve the report of the Company on Bond account NBB_BOND2012.
III. Change in PDMRs and connected persons/institutions
IV. Transaction of PDMRs and connected persons/institutions
V. Other issues
HNX
> PCT: Corporate Governance Report (first 06 months) (28/08/2013)
> PDC: Corporate Governance Report (first 06 months) (28/08/2013)
> PHH: Corporate Governance Report (first 06 months) (28/08/2013)
> PIV: Corporate Governance Report (first 06 months) (28/08/2013)
> PPS: Corporate Governance Report (first 06 months) (28/08/2013)
> SGD: Board Resolution on selling treasury stocks (28/08/2013)
> VIE: Change of Chief Accountant (28/08/2013)
> CJC: Change of Chief Accountant (28/08/2013)
> PVF: PVFC to hold consolidated GSM between PVFC with WTB (28/08/2013)
> AGM: Explanation for late information disclosure (28/08/2013)
