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DBT: DBT: Corporate Governance report (year 2012)
CORPORATE
GOVERNANCE
(Year 2012)
Company: Ben Tre Pharmaceutical JSC
Address:
No. 6A3 Highway 60, Phu Tan Ward, Ben Tre City, Ben Tre Province
Tel.:
075.3835194 – 3560223 Fax:
075.3827467
Email:
captien.tchc@gmail.com
Charter
capital: VND 30 billion
Stock
code: DBT
I. BOD
Activities
Meetings:
|
No.
|
Members of BOD
|
Title
|
Attendance
|
Rate
|
Reasons for not attending
|
|
1
|
Dang Van Bich
|
Chair of the Board
|
07
|
100%
|
|
|
2
|
Nguyen Viet Son
|
Deputy Chairman
|
07
|
100%
|
|
|
3
|
Nhan The Hung
|
Director
|
03
|
43%
|
Business trip
|
|
4
|
Nguyen Van Nen
|
Director
|
07
|
100%
|
|
|
5
|
Le Phuoc Le
|
Director
|
07
|
100%
|
|
II.
Board Resolutions (year 2012)
|
No.
|
Board Resolution
No.
|
Date
|
Content
|
|
1
|
|
23/02/2012
|
Approval on the date of Annual GM 2011 and second dividend
payment 2011
|
|
2
|
|
05/11/2012
|
Approval on expected business target for 2013 and
reappointment of the General Manager.
|
III.
Change in connected persons/ institutions
|
No.
|
Name of connected persons/institutions
|
Trading account (if any)
|
Position of PDMR at the company (if any)
|
Date to become connected persons/ institutions
|
Date no longer connected persons/ institutions
|
Reasons
|
IV.
Transactions of PDMRs and connected persons/ institutions
1. List of PDMRs and connected persons
|
No.
|
Name
|
Trading account (if any)
|
Position of PDMR at the company (if any)
|
Shareholding at the end of the term
|
Shareholding percentage at the end of the term
|
Note
|
|
1
|
Dinh Van Bich
|
001C526643
|
Chairman
|
25,410
|
0.85
|
PDMR
|
|
2
|
Dinh Thu Ngan
|
001C518465
|
|
30,000
|
1.00
|
Connected person
|
|
3
|
Nguyen Viet Son
|
001C526641
|
Deputy Chairman, Director
|
7,700
|
0.26
|
PDMR
|
|
4
|
Le Phuoc Le
|
001C526668
|
Member of the Board, Deputy Director
|
2,300
|
0.08
|
PDMR
|
|
5
|
Nhan The Hung
|
006C32870
|
Member of the Board
|
0
|
0
|
PDMR
|
|
6
|
Tin Duc Pharmacy Ltd. Co
|
006C34822
|
|
150,480
|
5.01
|
Connected institution
|
|
7
|
Nguyen Van Nen
|
008C750130
|
Member of the Board
|
12,220
|
0.41
|
PDMR
|
|
8
|
Duong Thanh Dong
|
001C52644
|
Deputy Director
|
23,600
|
0.79
|
PDMR
|
|
9
|
Tran Thi Thanh Phuong
|
001C526645
|
Deputy Director
|
5,000
|
0.17
|
PDMR
|
|
10
|
Tran Van Phu
|
001C526638
|
Deputy Director
|
22,000
|
0.73
|
PDMR
|
|
11
|
Tran Hoang Son
|
001C527509
|
Head of Supervisory Board
|
8,100
|
0.27
|
PDMR
|
|
12
|
Huynh Thi Hai Duong
|
001C526681
|
Member of Supervisory Board
|
8,160
|
0.27
|
PDMR
|
|
13
|
Nguyen Thien Nhan
|
001C526679
|
Member of Supervisory Board
|
5,210
|
0.17
|
PDMR
|
|
14
|
Pham Thi Thanh Thuy
|
001C526652
|
|
80
|
0.00
|
Connected person
|
|
15
|
Nguyen Van Chi Cuong
|
001C526663
|
Head Accountant
|
7,400
|
0,25
|
PDMR
|
2. Transactions of PDMRs and connected persons/
institutions
|
No.
|
Name
|
Relation with PDMR
|
Shareholding at the beginning of the term
|
Shareholding at the end of the term
|
Reason (buy, sell, transfer, dividend, bonus share...)
|
|
Share
|
Percentage
|
Share
|
Percentage
|
|
1
|
Nhan The Hung
|
|
146,080
|
4.87
|
0
|
0
|
Sell
|
|
2
|
Tin Duc Pharmacy Ltd., Co
|
Nhan The Hung
|
4,400
|
0.15
|
150,480
|
5.01
|
Buy
|
|
3
|
Huynh Thi Hai Duong
|
|
5,160
|
0.17
|
8,160
|
0.27
|
Buy
|
3. Other transactions
|
Date
|
Name
|
Shareholder Type
|
Shareholding at the beginning of the term
|
Shareholding at the end of the term
|
Reason (buy, sell, transfer, dividend, bonus share...)
|
|
23/07/2012
|
Lien Thanh Company
|
Principal Shareholder
|
313,276 (10.6%)
|
342,476 (11.61%)
|
Buy 29,200 shares
|
|
06/09/2012
|
Lien Thanh Company
|
Principal Shareholder
|
342,476 (11.61%)
|
371,476 (12.72 %)
|
Buy 29,000 shares
|
|
18/12/2012
|
Lien Thanh Company
|
Principal Shareholder
|
371,476 (12.72 %)
|
425,376 (14.57%)
|
Buy 54,600 shares, sell 700 shares
|
HNX
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