SBS Securities Joint Stock Company
Sector: Finance and Insurance
Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities

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Listing Information
Listing date  04/28/2014
First trading day price 42,000
First listed volume 110,000,000
Listed shares 146,607,600
Shares outstanding 146,607,600

Capital Increase History
Time Capital
(Million Dong)
Data is updating
• 03/08/2022 1,466,076
• 25/01/2011 1,266,600
• 20/08/2010 1,128,500
• 14/05/2007 1,100,000
• 29/09/2006 300,000

Ownership Structure

Shareholder Share % Holding (%)
Data is updating
• Major shareholders in the country 9,123,610 6.22
• Other shareholders in the country 136,790,206 93.3
• Other foreign shareholders 693,784 0.47

Subsidiaries and Associates

Company name Chartered capital
(Million Dong)		 % Holding
Data is updating
• Sacombank Securities Combodia Joint Stock Company - 99.96
• Lanexang Securities Public Company 100,000 50.50

Board of Management 
Full name Positions Time
Data is updating
• Mr. Phan Quốc Huỳnh Chairman of BOD 2013
• Mr. Dương Mạnh Hùng Permanent Vice Chairman of BOD/CEO 2015
• Mr. Trần Ngọc Tuấn Vice Chairman of BOD n/a
• Mr. Đinh Hoài Nam Member of BOD Independence
• Mr. Trần Văn Đình Member of BOD Independence
• Mr. Trần Ngọc Lượm Deputy CEO n/a
• Ms. Trần Thị Thu Nga Chief Accountant n/a
• Ms. Lê Huỳnh Hồng Chief of Supervisory Board n/a
• Mr. Lưu Anh Đức Member of Supervisory Board n/a
• Mr. Lưu Thanh Hùng Member of Supervisory Board 2012

Legal Representative
• Full name Mr. Duong Manh Hung
• Positions
• ID card 012114657
• Address

PIC of Information Disclosure
• Full name Ms. Tran Thi Thu Nga
• Positions
• Phone (84.28) 6268 6868 - (84.9) 8399 9350

Labor Structure

Data is updating
Đồ thị cơ cấu lao động

BASIC INFORMATION
Company type Công ty chứng khoán
Establishment license 17/UBCK-GPHÐKD (09/29/2006)
Business license 109/UBCK-GPHÐKD (09/29/2006)
Tax code 0304579068
Main business scope  

- Securities brokerage.

- Proprietary trading.

- Underwriting.

- Securities investment consulting.

- Securities depository.

- Corporate Finance Advisory.
Milestones  

- September 2006: The firm was established with an initial chartered capital of VND 300 billion (USD16.67 million), a subsidiary of Sacombank;

- September 2007: Increased the charter capital to VND1,100 billion (USD 61.11 million) and opened its Hanoi branch and order receiving agency in Da Nang City;

- December 2007: Opened Hoa Viet transaction office;

- 2008: Sacombank Securities subsidiary became a company under Sacombank group. It launched Strade online trading system, opened branches in Sai gon and order receiving agency in Vung Tau.

- September 1, 2009: Officially operated as an investment bank;

- October 2009: Established SBS Global Investment Pte Ltd in Singapore;

- January 28, 2010: The company officially operated as a joint stock company;

- July 5 , 2010: The company's shares were listed on the HOSE;

- July, 2010: Increased the charter capital to VND 1,128 billion;

- March 10, 2011: Increased the charter capital to VND1,266,600,000,000;

- March 22, 2013: Delisted from the HOSE;

- April 28, 2014: Traded on the UPCoM market;
 
Headquarter
• Address: 278 Nam Ky Khoi Nghia street, Vo Thi Sau Ward District 3 Ho Chi Minh
• Telephone: (84.28) 6268 6868
• Fax: (84.28) 3932 5665
• Email: contact_vn1@sbsc.com.vn
• Website: http://www.sbsc.com.vn
Representative offices
- Hanoi branch:
6th and 7th Floor – No. 88 Ly Thuong Kiet St. - Hoan Kiem Dist. - Hanoi
Tel: (84.4) 39428076
Fax: (84.4)39428075
- Saigon branch:
63B Calmette, Nguyen Thai Binh Ward - Dist.1- HCMC
Tel: (08) 38214888 Fax: (08) 38213015
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