HoSE gives warning to securities companies

HoSE has given warning to representatives of the following securities companies:

Viet Star Securities Corporation (VSSC): 1 representative

Reason: the representative has inputted orders against regulation.

Vietcombank Securities Company Ltd. (VCBS): 2 representatives

VietNam International Securities Company (VNDS): 2 representatives

Ha Thanh Securities Joint Stock Company (HASC): 1 representative

ACB Securities Company Ltd. (ACBS): 3 representatives

Dong A Secirities Company Ltd. (DAS): 1 representative

Agribank Securities Company Ltd.(AGRISECO): 1 representative

Hanoi Securities Joint Stock Company (HSSC): 1 representative

Viet Dragon Securities Joint Stock Company (VDSC): 1 representative

Sai Gon Securities Incorporation (SSI): 1 representative

Reason: the representatives have inputted ATO orders to trade new listed stocks.

Hai Phong Securities Joint-Stock Company (HASECO): 1 representative

SAI GON THUONG TIN Securities Company Ltd. (SBS): 1 representative

National Securities Incorporation (NSI): 1 representative

Rubber Securities Joint Stock Company (RUBSE): 1 representative

Reason: the representative has cancelled orders in the same periodic order matching.

HoSE

>   PJT – violation of insider trading (16/10/2007)

>   VIP: Insider Trading (16/10/2007)

>   VNM: VINAMILK contributed funds to Lam Son Co (16/10/2007)

>   HBC – result of treasury stock (16/10/2007)

>   NHC: Listing and trading the additionally issued shares (16/10/2007)

>   PJT: Insider Trading (16/10/2007)

>   SJD: Trading result of a major shareholder (16/10/2007)

>   SSC: Insider trading (16/10/2007)

>   VFC: The record date for a ballot (16/10/2007)

>   Llisting stock & receive adequate docs (16/10/2007)