Warrant.HPG.KIS.M.CA.T.04: Certificate for Initial Offering of Covered Warrant

The State Securities Commission of Vietnam (SSC) granted Certificate for Offering of Covered Warrant No.11/GCN-UBCK dated January 14, 2020 to KIS Vietnam Securities Corporation as follows:

1. Name of warrant: Warrant.HPG.KIS.M.CA.T.04
2. Name of underlying security: HPG
3. Issuer of underlying security: Hoa Phat Group Joint Stock Company
4. Quantity of warrants registered for offering: 3,000,000 warrants
5. Conversion ratio: 2:1
6. Warrant type (call/ put): call
7. Warrant style: European-style
8. Payment method for exercise of warrants: cash
9. Duration: 11 months
10. Depository bank of collateral: Joint Stock Commercial Bank for Investment and Development of Vietnam (BIDV) – Nam Ky Khoi Nghia Branch.

HOSE

>   NET: Information disclosure about the tender offer from Masan HPC Company Limited (20/01/2020)

>   NTH: Annual Corporate Governance Report 2019 (20/01/2020)

>   KTS: Annual Corporate Governance Report 2019 (20/01/2020)

>   VKC: Annual Corporate Governance Report 2019 (20/01/2020)

>   VCS: Board Resolution (20/01/2020)

>   TNG: Annual Corporate Governance Report 2019 (20/01/2020)

>   TKU: Annual Corporate Governance Report 2019 (20/01/2020)

>   Warrant.VRE.KIS.M.CA.T.04: Certificate for Initial Offering of Covered Warrant (20/01/2020)

>   Warrant.DPM.KIS.M.CA.T.03: Certificate for Initial Offering of Covered Warrant (20/01/2020)

>   SIC: Annual Corporate Governance Report 2019 (20/01/2020)