Warrant.DPM.KIS.M.CA.T.03: Certificate for Initial Offering of Covered Warrant

The State Securities Commission of Vietnam (SSC) granted Certificate for Offering of Covered Warrant No.9/GCN-UBCK dated January 14, 2020 to KIS Vietnam Securities Corporation as follows:

1. Name of warrant: Warrant.DPM.KIS.M.CA.T.03
2. Name of underlying security: DPM
3. Issuer of underlying security: Petrovietnam Fertilizer And Chemicals Corporation
4. Quantity of warrants registered for offering: 2,000,000 warrants
5. Conversion ratio: 1:1
6. Warrant type (call/ put): call
7. Warrant style: European-style
8. Payment method for exercise of warrants: cash
9. Duration: 11 months
10. Depository bank of collateral: Joint Stock Commercial Bank for Investment and Development of Vietnam (BIDV) – Nam Ky Khoi Nghia Branch.

HOSE

>   SIC: Annual Corporate Governance Report 2019 (20/01/2020)

>   SFN: Board Resolution (20/01/2020)

>   PSC: Annual Corporate Governance Report 2019 (20/01/2020)

>   SCL: Annual Corporate Governance Report 2019 (20/01/2020)

>   POT: General Mandate (20/01/2020)

>   SDP: Annual Corporate Governance Report 2019 (20/01/2020)

>   SDK: Decision on handling tax violations (20/01/2020)

>   SD7: Annual Corporate Governance Report 2019 (20/01/2020)

>   SVN: Board Resolution (20/01/2020)

>   SD6: Board Resolution (20/01/2020)