E1VFVN30: Report on Results of transaction by fund founder

Report on Results of transaction by fund founder as follows:

1)     Organization conducting trading: Hochiminh City Securities Corporation (HSC)

2)     Trading securities code: E1VFVN30

3)     Quantity and ratio of fund certificates owned before conducting trading: 200,000 fund certificates (0.90%) (*)

4)     Quantity of fund certificates registered for sale: 0 fund certificate

5)     Quantity of fund certificates increase swap transaction: 2,000,000 fund certificates

6)     Quantity of fund certificates reduce swap transaction: 1,000,000 fund certificates

7)     Quantity of fund certificates purchased: 1,050,200 fund certificates

8)     Quantity and ratio of fund certificates owned after conducting trading: 2,250,200 fund certificates (9.30%) (**)

9)     Method of trading: order matching

10)  Period for conducting trading: from November 10, 2014 to November 14, 2014

(*): Total number of fund certificates listed before on Nov 10, 2014: 21,700,000 fund certificates

(**): Total number of fund certificates listed on Nov 14, 2014: 24,200,000 fund certificates.

HOSE

>   AAA: Change in Cetificate of Business Registration (19/11/2014)

>   ACB: Board Resolution (19/11/2014)

>   BKC: Board Resolution (19/11/2014)

>   CEO: Board Resolution (19/11/2014)

>   CID: Notification of treasury share transaction (19/11/2014)

>   ASP: Total room of foreign investors increased to 49% (19/11/2014)

>   E1VFVN30: NAV on 17 Nov 2014 (19/11/2014)

>   TVSC*: Change of Chief Accountant (19/11/2014)

>   IDI: The certificate for public offering extended to Jan 23, 2015 (19/11/2014)

>   NBB: Total room of foreign investors decreased to 48.05% (19/11/2014)