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EFI: Corporate Governance Report (first 06 months)
CORPORATE GOVERNANCE
(First 06 months/2014)
Company: Education
financial investment JSC
Address: 3rd Floor, # 25 Han Thuyen str., Hanoi
Tel.: 04
397 47322
Fax: 04
397 47321
Email: dungbv@efi.vn
Charter capital: VND 134,257,000,000
Stock code: EFI
I. BOD Activities (first 06 months/2014)
Meetings:
|
No.
|
Members of BOD
|
Title
|
Attendance
|
Rate
|
Reasons for not
attending
|
|
1
|
La Thi Van Anh
|
Chair of BOD
|
04
|
100 %
|
|
|
2
|
Huynh Ba Van
|
Deputy Chair of BOD
|
02
|
50 %
|
Appointed on
26/04/2014
|
|
3
|
Nguyen Thi Hong
Diep
|
Deputy Chair of BOD
|
04
|
100 %
|
|
|
4
|
Nguyen Tuan Anh
|
Member of BOD
|
03
|
75 %
|
Business trips
|
|
5
|
Nguyen Manh
Hung
|
Member of BOD
|
02
|
50 %
|
Appointed on
26/04/2014
|
II. Board Resolutions (first 06 months/2014)
|
No.
|
Board
Resolution No.
|
Date
|
Content
|
|
1
|
01/ NQ – HDQT
|
21/01/2014
|
Approve the
remuneration for BOD and bonus for Administrative Board Term I (2007 – 2012)
|
|
2
|
02/ 2014/ NQ –
DHDCD
|
26/04/2014
|
General Mandate
014
- Approve the
operating result of 2013
- Approve the
report of Supervisory Board
- Approve the
plan on distributing profit of 2013
- Approve the
proposal of Supervisory Board for the auditor
- Authorize BOD
to decide some operations of 2014
- Approve the
list of BOD for term II (2013 – 2018)
- Approve the
Chair of BOD cum Manager of Subsidiary until 30/06/2014
|
|
3
|
01/ QD - HDQT
|
06/05/2014
|
- Assign tasks
to Mr. Nguyen Manh Hung – Member of BOD
|
|
4
|
02/ QD – HDQT
|
06/05/2014
|
- Assign tasks
to Mr. Huynh Ba Van – Member of BOD
|
|
5
|
03/ QD – CTHDQT
|
20/06/2014
|
- Approve the
remuneration for BOD, bonus for Administrative Board term I (2007 – 2012)
|
|
6
|
04/ QD – HDQT
|
24/06/2014
|
- Change the
Manager of the Company
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III. Change in connected persons/ institutions
|
No.
|
Name of connected
persons/institutions
|
Trading account
(if any)
|
Position of
PDMR at the company (if any)
|
Date to become
connected persons/ institutions
|
Date no longer
connected persons/ institutions
|
Reasons
|
|
1
|
Huynh Ba Van
|
|
Deputy Chair of
BOD
|
26/04/2014
|
|
|
|
2
|
Nguyen Manh
Hung
|
|
Member of BOD
|
26/04/2014
|
|
|
IV. Transactions of PDMRs and connected persons/
institutions
1. List of PDMRs
and connected persons
|
No.
|
Name
|
Trading account
(if any)
|
Position of
PDMR at the company (if any)
|
Shareholding at
the end of the term
|
Shareholding
percentage at the end of the term
|
Note
|
|
|
|
|
|
|
|
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2. Transactions
of PDMRs and connected persons/ institutions
|
No.
|
Name
|
Relation with
PDMR
|
Shareholding at
the beginning of the term
|
Shareholding at
the end of the term
|
Reason (buy,
sell, transfer, dividend, bonus share...)
|
|
Share
|
Percentage
|
Share
|
Percentage
|
|
1
|
Dong Tien
Invsetment and Consultant One Member Co., Ltd.
|
Major
Shareholder
|
1,530,500
|
14.07 %
|
1,343,000
|
12.34 %
|
Restructure
investment list
|
|
2
|
Ban Viet
Medical Securities Investment FUnd
|
Major
Shareholder
|
558,000
|
5.13 %
|
-
|
-
|
Change the
ownership rate
|
|
3
|
Ameria LLC
|
Major
Shareholder
|
546,200
|
5.02 %
|
762,900
|
7.01 %
|
Purchase
|
|
4
|
Nguyen Quang
Huy
|
Major
Shareholder
|
|
|
560,000
|
5.15 %
|
Purchase
|
|
5
|
La Thi Van Anh
|
Chair of BOD
|
158,800
|
1.46 %
|
112,300
|
1.03 %
|
Private issues
|
|
6
|
Huynh Ba Van
|
Deputy Chair of
BOD
|
850
|
0.008 %
|
9,250
|
0.085 %
|
Increase the
ownership rate
|
3. Other
transactions
V. Other issues: None HNX
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