HHL: Corporate Governance Report (first 06 months)
CORPORATE GOVERNANCE
(first 06 months/2013)
I. BOD Activities (first 06 months/2013)
Meetings:
No.
Members of BOD
Title
Attendance
Rate
Reasons for not attending
1
Pham Van Tien
Chair of the Board
04
100%
2
Nguyen Trong Toan
Director
3
Tran Van Sy
4
Nguyen Huu Hieu
5
Vu Xuan Mach
II. Board Resolutions (first 06 months/2013)
Board Resolution No.
Date
Content
20/BC-HHLA
03/05/2012
1st Shareholder Meeting unsucessful
25/BC-HHLA
17/05/2012
2nd Shareholder Meeting unsucessful
31/2013/BB-HDQT
28/05/2013
Apply on credit limit
34/2013/NQ-HHL
29/05/2013
AGM 2013
III. Change in connected persons/ institutions
Name of connected persons/institutions
Trading account (if any)
Position of PDMR at the company (if any)
Date to become connected persons/ institutions
Date no longer connected persons/ institutions
Reasons
IV. Transactions of PDMRs and connected persons/ institutions
1. List of PDMRs and connected persons
Name
Shareholding at the end of the term
Shareholding percentage at the end of the term
Note
032C101999
General Manager
49,630
0.181
SSI12346
15,000
0.055
069C101041
Vice General Manager
18,000
0.065
032C103075
Head Accountant
3,596
0.013
Nguyen Duy Khuong
032C101197
Member of Supervisory Board
48,300
0.175
2. Transactions of PDMRs and connected persons/ institutions
Relation with PDMR
Shareholding at the beginning of the term
Reason (buy, sell, transfer, dividend, bonus share...)
Share
Percentage
Hank Hyunho
Principal Shareholder
164,400
5.98
133,200
4.85
Sell
3. Other transactions: No.
HNX
> HPS: Corporate Governance Report (first 06 months) (14/11/2013)
> SJE: Board resolution (14/11/2013)
> SIC: Explanation for the decrease in the operation result of Q3.2013 compared to Q3.2012 (14/11/2013)
> SEB: Board resolution (14/11/2013)
> SGD: Board resolution (14/11/2013)
> EID: Board resolution (14/11/2013)
> SJ1: Board resolution (14/11/2013)
> GLT: Corporate Governance Report (first 06 months) (14/11/2013)
> KLF: Board resolution (14/11/2013)
> SDN: Board resolution (14/11/2013)
