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GLT: Corporate Governance Report (first 06 months)
CORPORATE GOVERNANCE
(From 01/04/2013 to
31/9/2013)
- Company: GLOBAL
ELECTRICAL TECHNOLOGY CORPORATION
- Address: No.
1 Tan Thuan Str., Tan Thuan Dong Ward, Dist. 7, HCMC
- Tel.: (08)
3 770 1055 Fax: (08) 3770 1
056 Email: info@toancau.vn
- Charter capital: VND 92,346,460,000
- Stock code: GLT
I. BOD’s activities
(6 months of 2013)
|
No.
|
Member of BOD
|
Title
|
Attendance
|
Rate
|
Reason for not attending
|
|
1
|
Mr. Mai Tuan Tu
|
Chairman
|
02
|
100%
|
|
|
2
|
Mr. Lam Thieu Quan
|
Member
|
02
|
100%
|
|
|
3
|
Mr. Nguyen Huu Dung
|
Member
|
02
|
100%
|
|
|
4
|
Mr. Ta Huy Phong
|
Member
|
02
|
100%
|
|
|
5
|
Ms. Nguyen Thi Bach Tuyet
|
Member
|
02
|
100%
|
|
|
6
|
Mr. Nguyen Thanh Khiet
|
Member
|
02
|
100%
|
|
|
7
|
Ms. Nguyen Huong Giang
|
Member
|
02
|
100%
|
|
II. Board
resolution
|
No.
|
Board Resolution/Decision No.
|
Date
|
Content
|
|
1
|
First term in 2013 – 2017
|
16/7/2013
|
Article 1: Appoint Mr. Mai
Tuan Tu to hold title of Chairman of BOD from 16/7/2013
Article 2: Appoint Ms.
Nguyen Thi Thu Suong to hold title of Head of Supervisory Board
Article 3: Approve
specific tasks f each member of BOD
|
|
2
|
Quarter 1 – Term 1/2013
|
20/8/2013
|
Article 1: Approve
business performance in quarter 1 of 2013
Article 2: Dismiss Mr.
Nguyen Tam Tri as Deputy Manager of Dept. of Sale from 20/8/2013.
Article 3: Appoint Mr.
Nguyen Huu Dung to continue holding title of General Manager
|
III. Change in
connected persons/institutions
|
No.
|
Organizations/individuals
|
Title
|
Moment as connected persons/institutions
|
Moment as not connected persons/institutions
|
Reason
|
|
1
|
Tanh Linh
Investment Joint Stock Company
|
Chairman of BOD
|
4/2013
|
|
Newly established
|
IV. Transactions of
PDMRs and connected persons/institutions
1. List of PDMRs and connected persons/institutions
|
No.
|
Organizations/individuals
|
Title
|
Number of shares
|
Rate (%)
|
Note
|
|
1
|
Mai Tuan Tu
|
Chairman of BOD
|
28
|
0%
|
|
|
|
Nguyn Thi Yen Hoa
|
|
3
|
0.00002%
|
|
|
2
|
Lam Thieu Quan
|
Chairman of BOD
|
158,750
|
1.71%
|
|
|
|
Lam Hoan Nam
|
|
7,515
|
0.008%
|
|
|
|
Kieu Phong Trading & Services
Co., ltd
|
|
95,796
|
1.04%
|
|
|
3
|
Nguyen Huu Dung
|
Member of BOD
|
543,339
|
5.88%
|
|
|
|
Tran Thi Tao
|
|
13,330
|
0.14%
|
|
|
|
Vo Thi Long Toan
|
|
14,000
|
0.15%
|
|
|
|
Nguyen Huu Tien
|
|
78,735
|
0.85%
|
|
|
|
Tanh Linh Investment Joint Stock
Company
|
Chairman of BOD
|
5,959,400
|
99.32%
|
|
|
4
|
Ta Huy Phong
|
Member of BOD
|
182,034
|
1.97%
|
|
|
|
Vu Thi Loc
|
|
73,542
|
0.8%
|
|
|
5
|
Nguyen Thi Bach Tuyet
|
Member of BOD
|
15,955
|
0.17%
|
|
|
|
Nguyen Duc Dung
|
|
14,046
|
0.15%
|
|
|
|
Nguyen Bach Mai
|
|
31,190
|
0.24%
|
|
|
|
Phan Van Thanh
|
|
8,114
|
0.09%
|
|
|
6
|
Nguyen Huong Giang
|
Member of BOD
|
|
|
|
|
7
|
Nguyen Thanh Khiet
|
Member of BOD
|
|
|
|
|
15
|
Nguyen Thi Thu Suong
|
Head of
Supervisory Board
|
|
|
|
2. Transactions of PDMRs and connected persons/institutions
|
No.
|
Transaction person
|
Relationship with PDMRs/key shareholders
|
Number of shares at opening period
|
Number of shares at closing period
|
Reason for increase, decrease
|
|
Number of shares
|
Rate
|
Number of shares
|
Rate
|
|
1
|
Nguyen Huu Dung
|
Member of BOD –
General Manager
|
1,593,339
|
17.36%
|
1,893,339
|
20.63%
|
Buy
|
|
2
|
Nguyen Huu Tien
|
Member of BOD
|
78,735
|
0.86%
|
63,735
|
0.69%
|
Sell
|
|
3
|
Nguyen Tam Tri
|
Deputy Manager
|
48,370
|
0.53%
|
370
|
0%
|
Sell
|
|
4
|
Ta Huy Phong
|
Member of BOD –
Manager
|
182,034
|
1.98%
|
57,034
|
0.62%
|
Sell
|
|
5
|
Tanh Linh
Investment Joint Stock Company
|
|
0
|
0%
|
1,647,000
|
17.95%
|
Buy
|
|
6
|
Nguyen Huu Dang
|
Member of BOD
|
1,893,339
|
20.63%
|
108,339
|
1.18%
|
Sell
|
|
7
|
Vo Thi Long Toan
|
|
14,000
|
0.15%
|
2,000
|
0.02%
|
Sell
|
|
8
|
Phan Thi Kim Anh
|
Chief Accountant
|
3,447
|
0.04%
|
47
|
0%
|
Sell
|
|
9
|
Tran Thi Tao
|
Member of BOD
|
13,330
|
0.15%
|
3,639
|
0.04%
|
Sell
|
|
10
|
Kieu Phong
|
|
95,796
|
1.04%
|
0
|
0%
|
Sell
|
|
11
|
Nguyen Huong
Giang
|
Member of BOD
|
131,765
|
1.43%
|
149,765
|
1.63%
|
Buy
|
3. Other transactions
V. Other notices HNX
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