VIG: Change in shareholding of principal shareholder (Asean Small Cap Fund)

-         Name of issuer: Viet Nam Industrial & Commercial Securities JSC

-         Stock code: VIG

-         Securities type: common stock

-         Name of principal shareholder: Asean Small Cap Fund

-         Number of shares held by the principal shareholder before transaction: 3,902,100 shares (11.43% of outstanding shares)

-         Number of shares acquired: 442,300 shares

-         Total holding following transaction and total percentage following transaction: 4,344,400  shares (12.73% of outstanding shares)

-         Date of transaction: 28/08/2013

HNX

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>   L18: Change in shareholding of principal shareholder (VPID Hanoi LTd. Co) (04/09/2013)

>   DTA: Violation of information disclosure of major shareholder (04/09/2013)

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>   PVD: Report on Change in Ownership of Major Shareholder (Deutsche Bank AG) (04/09/2013)