VFMVF1: Report on Change in Ownership of Major Shareholder

Report on change in ownership of a major shareholder of Vietnam Securities Investment Fund:

-         Name of institutional investor: Hochiminh City Securities Corporation – HSC

-         Security code: VFMVF1

-         Number and proportion of shares owned by investor before traded on current outstanding shares: 18,020,921 fund certificates (18.02%)

-         Number of shares bought: 1,057,950 fund certificates

-         Number and proportion of shares owned by investor after trading on total number of current outstanding shares: 19,078,871 fund certificates (19.08%)

-         Date of ownership changes: August 29, 2013.

HOSE

>   L18: Result of transaction of connected institution (Vinh Phuc Infrastructure Development JSC) (05/09/2013)

>   C92: Result of transactions of Directors, PDMR (Mr. Hung (05/09/2013)

>   CJC: Result of transactions of Directors, PDMR (Mr. Chau) (05/09/2013)

>   VIG: Change in shareholding of principal shareholder (Asean Small Cap Fund) (05/09/2013)

>   GDT: Trading result of affiliated person (05/09/2013)

>   GDT: Trading result of inside shareholder (05/09/2013)

>   MAFPF1: Trading result and transaction of affiliated person (05/09/2013)

>   SMC: Trading result of affiliated institution (05/09/2013)

>   SED: Result of transactions of Directors, PDMR (Ms. Chanh) (04/09/2013)

>   SAP: Result of transaction of connected person/ institution (Dương Thục Anh) (04/09/2013)