ORS: Corporate Governance Report (first 06 months)
CORPORATE GOVERNANCE
(First 6 months of 2013)
I. BOD Activities (first 6 months of 2013)
Meetings:
No.
Members of BOD
Title
Attendance
Rate (%)
Reasons for not attending
1
Mr. Pham Linh
Chairman
08
100
2
Mr. Lam Dao Thao
Member
3
Mr. Vo Quang Long
4
Mr. Te Tri Dung
5
Mr. Ta Phuoc Dat
07
87.5
Business trips
II. Board Resolutions (first 6 months of 2013)
Board Resolution No.
Date
Content
01/2013/QD-HDQT
01/07/2013
Wind up Tan Binh Branch
02/2013/QD-HDQT
Wind up Ha Noi Branch
03/2013/QD-HDQT
01/21/2013
Personnel of Department of Information Technology
04/2013/QD-HDQT
Change in Division structure, rename Department of Investment Analysis, Department of Human Resources
05/2013/QD-HDQT
01/30/2013
Dismiss Director of Tan Binh Branch
6
06/2013/QD-HDQT
Dismiss Director of Ha Noi Branch
7
07/2013/QD-HDQT
02/06/2013
Appoint Vice General Director of ORS
8
01/2013/NQ-HDQT
04/03/2013
Resolutions on margin trading
9
02/2013/NQ-HDQT
04/17/2013
Resolutions on convening annual General Meeting of Shareholders 2013
10
08/2013/QD-HDQT
Set up a division of asset management
11
09/2013/QD-HDQT
05/04/2013
Sign official labor contract with Vice General Director of ORS
III. Change in related persons/ institutions (first 6 months of 2013)
Name
Position (if any)
Date to become related persons/institutions
Date no longer related persons/institutions
Reasons
Tran Thi Kim Anh
Member of Supervisory Board
05/02/2013
Resign as member of Supervisory Board
Thai Ho Hai
Thai Tran Dai Phuc
Thai Tran Dai Tai
Tran Dai Hung
Tran Dai Phung
Tran Dai Anh Tuan
Mr. Pham Duc Duy
Appointed as member of Supervisory Board
Mr. Pham Ngoc Dinh
Ms. Nguyen Thi Xinh
Ms. Tran Minh Truc
12
Mr. Diep Tri Minh
Vice General Director
Appointed as Vice General Director
13
Mr. Diep Tri Nghia
14
Ms. Nguyen Thi Hoang Nga
15
Ms. Nguyen Hoang Phuong Anh
IV. Transactions of PDMRs and related persons/ institutions
1. List of PDMRs and related persons: As attached file
2. Stock transactions:
- Stock transactions: None
- Other transactions: None
IV. Other notes: None
HNX
> CMI: Explanation for audit exception in the FS year 2012 (21/08/2013)
> VDS: HNX notice: VDS removed out of supervision (21/08/2013)
> VIX: HNX notice: VIX removed out of supervision (21/08/2013)
> AMV: HNX notice: AMV removed out of supervision (21/08/2013)
> GLT: Board Resolution on 20/08/2013 (21/08/2013)
> PTB: Phu Tai JSC opens a new service center in Da Nang city (21/08/2013)
> DXV: DXV signs Auditing Contract (21/08/2013)
> VFMVF4: Notice of the extraordinary meeting of investors (21/08/2013)
> LDP: Change in Deputy General Manager (21/08/2013)
> PGS: Corporate Governance Report (first 06 months) (21/08/2013)
