|
CTS: PVR: Corporate Governance report (year 2012)
CORPORATE
GOVERNANCE
(Year 2012)
Company: Vietinbank
Securities
Address:
No. 306 Ba Trieu Street, Hai Ba Trung District, Hanoi
Tel.:04.62780012 Fax : 04.39741760
Email:
vanphong@vietinbanksc.com.vn
Charter
capital: VND 789.934.000.000
Stock
code: CTS
I. BOD
Activities
Meetings:
|
No.
|
Members of BOD
|
Title
|
Attendance
|
Rate
|
Reasons for not attending
|
|
1
|
Ms. Do Thi Thuy
|
Chair of the Board
|
08
|
100%
|
|
|
2
|
Mr. Vu Trung Thanh
|
Director
|
08
|
100%
|
|
|
3
|
Ms. Pham Thi Thanh Hoai
|
Director
|
08
|
100%
|
|
|
4
|
Mr. Do Linh Phuong
|
Director
|
08
|
100%
|
|
|
5
|
Mr. Nguyen Tho Phung
|
Director
|
07
|
87.5%
|
Resign from being member of the Board since 15/11/2012
|
|
6
|
Mr. Nguyen Minh Giang
|
Director
|
03
|
37.5%
|
Resign from being member of the Board since 25/03/2012
|
|
7
|
Mr. Bach Nguyen Vu
|
Director
|
01
|
12.5%
|
Member of BOD from 15/11/2012
|
II.
Board Resolutions (year 2012)
|
No.
|
Board Resolution
No.
|
Date
|
Content
|
|
1
|
01/QD-HDQT-CKCT01
|
12/01/2012
|
Appoint Standing General Manger with Mr. Do Linh Phuong
|
|
2
|
06/QD-HDQT-CKCT01
|
16/02/2012
|
Appoint General Manager with Mr. Do Linh Phuong
|
|
3
|
10/QD-HDQT-CKCT
|
14/03/2012
|
Recruit and appoint Mr. Bach Nguyen Vu Deputy General
Manager
|
|
4
|
17/QD-HDQT-CKCT
|
31/05/2012
|
Dismissing Mr. Huynh Minh Tri from Deputy Manager – HCM
branch
|
|
5
|
18/QD-HDQT-CKCT
|
01/06/2012
|
Recruit and appoint Ms. Nguyen Thi Ha Phuong Deputy
Manager – HCM branch
|
|
6
|
19/QD-HDQT-CKCT
|
01/06/2012
|
Appoint Ms. Nguyen Thi Ha Phuong manage HCM branch
|
|
7
|
03/2012/ND/HDQT-CKCT
|
29/06/2012
|
Dissolving Thai Thinh branch office
|
|
8
|
04/2012/ND/HDQT-CKCT
|
03/07/2012
|
Change name and relocating the branch office in Phan
Dang Luu street to Cao Thang branch office, HCM City
|
|
9
|
33/QD-HDQT-CKCT101
|
14/11/2012
|
Dismissing Mr. Nguyen Tho Phung from Member of the
Board
|
|
10
|
34/QD-HDQT-CKCT101
|
14/11/2012
|
Appoint Mr.Bach Nguyen Vu member of the Board
|
|
11
|
06/NQ-HDQT-CKCT
|
27/11/2012
|
Adjust business plan 2012
|
III.
Change in connected persons/ institutions
|
No.
|
Name of connected persons/institutions
|
Trading account (if any)
|
Position of PDMR at the company (if any)
|
Date to become connected persons/ institutions
|
Date no longer connected persons/ institutions
|
Reasons
|
|
1
|
Bach Nguyen Vu
|
N/A
|
Deputy Director
|
14/03/2012
|
|
Recruit and appoint Deputy Director
|
|
2
|
Bach Anh Tuan
|
N/A
|
N/A
|
14/03/2012
|
|
Father of Mr. Bach Nguyen Vu
|
|
3
|
Nguyen Thi Dung
|
076C266622
|
N/A
|
14/03/2012
|
Mother of Mr. Bach Nguyen Vu
|
|
|
4
|
Le Ngoc Chi
|
001C102911
|
N/A
|
14/03/2012
|
Wife of Mr, Bach Nguyen
Vu
|
|
|
5
|
Bach Le Khanh Van
|
N/A
|
N/A
|
14/03/2012
|
Daughter of Mr. Bach Nguyen Vu
|
|
|
6
|
Bach Thien Ha
|
N/A
|
N/A
|
14/03/2012
|
Sister of Mr. Bach
Nguyen Vu
|
|
IV.
Transactions of PDMRs and connected persons/ institutions
1. List of PDMRs and connected persons
|
No.
|
Name
|
Trading account (if any)
|
Position of PDMR at the company (if any)
|
Shareholding at the end of the term
|
Shareholding percentage at the end of the term
|
Note
|
|
1
|
Do Thi Thuy
|
007C109528
|
Chairman
|
0
|
0
|
PDMR
|
|
2
|
Kim Duc Thinh
|
007C108488
|
None
|
0
|
0
|
Connected person
|
|
3
|
Kim Thu Trang
|
007C109668
|
|
|
|
Connected person
|
|
4
|
Kim Thuy Tien
|
|
|
0
|
0
|
Connected person
|
|
5
|
Do Linh Phuong
|
007C906888
|
Member of the Board – General Manager
|
0
|
0
|
PDMR
|
|
6
|
Do Ba Loc
|
|
|
0
|
0
|
Connected person
|
|
7
|
Bui Thuy Linh
|
|
|
0
|
0
|
Connected person
|
|
8
|
Do Linh Giang
|
007C19959
|
|
0
|
0
|
Connected person
|
|
9
|
Nguyen Tho Phung
|
007C104568
|
Member of the Board – Deputy General Manager
|
0
|
0
|
PDMR
|
|
10
|
Pham Thi Huong
|
007C104568
|
|
0
|
0
|
Connected person
|
|
11
|
Nguyen Phuong Thao
|
007C106818
|
|
0
|
0
|
Connected person
|
|
12
|
Nguyen Phuong Hung
|
|
|
0
|
0
|
Connected person
|
|
13
|
Nguyen Minh Giang
|
007C106559
|
Deputy General Manager
|
0
|
0
|
PDMR
|
|
14
|
Pham Kim Dung
|
007C106509
|
|
0
|
0
|
Connected person
|
|
15
|
Bach Nguyen Vu
|
|
Deputy General Manager
|
0
|
0
|
PDMR
|
|
16
|
Pham Thi Thanh Hoai
|
|
Member of the Board
|
0
|
0
|
PDMR
|
|
17
|
Vu Trung Thanh
|
007C905656
|
Member of the Board
|
0
|
0
|
PDMR
|
|
18
|
Phan Hai Sam
|
007C108383
|
Head Accountant
|
0
|
0
|
PDMR
|
|
19
|
Nguyen Thuy ha
|
007C188888
|
Head of Supervisory Board
|
1000
|
0.00125%
|
PDMR
|
|
20
|
Dinh Huy Kien
|
007C106357
|
Member of Supervisory Board
|
0
|
0
|
PDMR
|
|
21
|
Nguyen Thi Thu Hien
|
007C108585
|
Member of Supervisory Board
|
0
|
0
|
PDMR
|
2. Transactions of PDMRs and connected persons/
institutions
|
No.
|
Name
|
Relation with PDMR
|
Shareholding at the beginning of the term
|
Shareholding at the end of the term
|
Reason (buy, sell, transfer, dividend, bonus share...)
|
|
Share
|
Percentage
|
Share
|
Percentage
|
|
1
|
Kim Thu Trang
|
Daughter of Mrs. Do Thi Thuy – Chairman
|
23,000
|
0,03%
|
7,000
|
0.00886%
|
Sell
|
3. Other transactions
HNX
|
