VFMVF4: Trading result and transaction of affiliated institution

An Phat Securities Joint Stock Company has announced trading result and transaction of affiliated institution as follows:

-         Stock symbol: VFMVF4

-         Trader: An Phat Securities Joint Stock Company (APSI)

-         Affiliated person: Mr. Tran Thien Ha – CEO of (APSI)

-         Position of Mr. Tran Thien Ha at the listed firm: a Member of Fund Representative Board

-         Owning volume before trading: 1,400,000 fund certificates (1.7%)

-         Registered volume to sell: 1,400,000 fund certificates

-         Sold volume: 115,000 fund certificates

-         Owning volume after trading: 1,285,000 fund certificates (1.6%)

-         Trading method: order matching

-         Trading period: from October 15, 2012 to November 15, 2012

-         Reason of incomplete transaction: the price was not in the trader’s expectation

-         Volume registered to continues selling: 1,285,000 fund certificates

-         Owning volume after trading: 0 fund certificate

-         Trading method: order matching or put through

-         Expected trading period: from November 21, 2012 to December 21, 2012.

HOSE

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>   SMT: Notice of transaction of Directors, PDMR (Nguyen Thien Canh) (19/11/2012)

>   SHN: Notice of transaction of Directors, PDMR (Duong Manh Hai) (19/11/2012)

>   PSB: Result of transactions of Directors, PDMR (Tran Duc Hanh) (19/11/2012)

>   VHL: Result of transaction of connected institution (SSI Vision Fund) (16/11/2012)

>   DIG: Notice of selling treasury stock (16/11/2012)

>   NBC: Change in shareholding of principal shareholder (Mechanical Electric JSC) (16/11/2012)

>   PXL: Violation of information disclosure of affiliated person (16/11/2012)

>   ELC: Violation of information disclosure of affiliated person (16/11/2012)

>   LCG: Violation of information disclosure of an inside shareholder (16/11/2012)