HOSE fines representatives

HoSE has given warning to representatives of the following securities companies:

Vietnam International Securities Joint Stock Company (VIS): 1 representative

ACB Securities Company Ltd. (ACBS): 1 representative

Reason: the representatives have inputted ATO orders to trade the new listed stock.

Cho Lon Securities Joint Stock Company (CLSC): 1 representative

Sai Gon Securities Incorporation (SSI): 1 representative

Alpha Securities Joint Stock Company (APSC): 1 representative

Agribank Securities Company Ltd.(AGRISECO): 1 representative

Vina Securities Joint Stock Company (VNSC): 1 representative

Reason: the representatives have inputted orders against regulation.

HOSE has suspended representatives of the following companies:

Huong Viet Securities Joint Stock Company (GSI): 1 representative has been suspended in 3 months.

Asia – Pacific Securities Joint Stock Company (APEC): 1 representative has been suspended in 3 months.

Reason: the representatives have inputted ATO orders to trade the new listed stock, inputted orders against regulation and cancelled orders in the same periodic order matching.

Dai Viet Securities Incorporation (DVSC): 1 representative has been suspended in 1 month.

An Binh Securities J-S CO., (ABS): 1 representative has been suspended in 1 month.

Reason: the representatives have inputted orders against regulation.

HoSE

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