Warrant VNM/5M/SSI/C/EU/Cash-07: Certificate for Offering of Covered Warrant

The State Securities Commission of Vietnam (SSC) granted Certificate for Offering of Covered Warrant No.175/GCN-UBCK dated September 03, 2020 to SSI Securities Corporation as follows:

1)      Name of warrant: Warrant VNM/5M/SSI/C/EU/Cash-07

2)      Code of underlying security: VNM

3)      Issuer of underlying security: Viet Nam Dairy Products Joint Stock Company

4)      Quantity of warrants registered for offering: 13,000,000 warrants

5)      Conversion ratio: 10:1

6)      Warrant type (call/ put): call

7)      Warrant style: European-style

8)      Payment method for exercise of warrants: cash

9)      Duration: 5 months

10)  Depository bank of collateral: Joint Stock Commercial Bank for Investment and Development of Vietnam (BIDV) – Ha Thanh Branch.

HOSE

>   Warrant PNJ/5M/SSI/C/EU/Cash-07: Certificate for Offering of Covered Warrant (04/09/2020)

>   Warrant VHM/5M/SSI/C/EU/Cash-07: Certificate for Offering of Covered Warrant (04/09/2020)

>   Warrant VJC/5M/SSI/C/EU/Cash-07: Certificate for Offering of Covered Warrant (04/09/2020)

>   Warrant MWG/5M/SSI/C/EU/Cash-07: Certificate for Offering of Covered Warrant (04/09/2020)

>   DHT: Extraordinary General Mandate 2020 (04/09/2020)

>   API: Information disclosure about the financial status of the first 06 months of 2020 (04/09/2020)

>   VFG: Decision on tax penalties (04/09/2020)

>   VDP: BOD resolution dated September 03, 2020 (04/09/2020)

>   DBC: BOD resolution dated September 01, 2020 (04/09/2020)

>   NBB: Notice of adjustment of foreign ownership limit (04/09/2020)