KLF: Decision on continued trading restriction on UPCoM and Notice of stock status

Decision on continued trading restriction on UPCoM
Following Decision No. 1054/QD-SGDHN dated October 04, 2024, HNX announces the following KLF stock will be put under continued trading restriction as follow:
- Base for consideration: Reviewed Semi-annual Financial Statements 2024;
- Reason: the Company is late in submitting the Reviewed Semi-annual Financial Statements 2024 for more than 45 days from the deadline of information disclosure;
- Another reason/Other reasons: the Company is late in submitting the Audited Financial Statements 2023 for more than 45 days from the deadline of information disclosure;
- Trading restriction: be traded on Friday weekly from the day the shares are put out of trading suspension;
- Applicable law(s): Point b Section 1 Article 34 of the Regulations on registration and management of transactions of unlisted securities promulgated together with Decision No. 34/QD-HDTV dated November 16, 2022 by the Vietnam Exchange
Within 15 days from the date the stock is put under trading restriction, CFS Investment and Export Import Trading Joint Stock Company shall send a document to the HNX to explain the cause and provide a remedy.
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Notice of stock status
On October 04, 2024, HNX announces the status of CFS Investment and Export Import Trading Joint Stock Company’s shares (stock code: KLF) as follows:
- KLF stock is under trading restriction according to Decision No. 1054/QD-SGDHN dated October 04, 2024 due to the reasons that the Company is late in submitting the Audited Financial Statement 2023 and Reviewed Semi-annual Financial Statements 2024 for more than 45 days from the deadline of information disclosure under Point b Section 1 Article 34 of the Regulations on registration and management of transactions of unlisted securities promulgated together with Decision No. 34/QD-HDTV dated November 16, 2022 by the Vietnam Exchange; trading restriction: be traded on Friday weekly from the day that it is removed from trading suspension.
- KLF stock is under alert according to Decision No. 717/QD-SGDHN dated July 09, 2024 due to the reasons that the Company has not convened the Annual General Meeting of Shareholders for the recent 02 consecutive fiscal years in the time limit from the end of fiscal year according to the provisions of Clause 2, Article 139 of the Law on Enterprises so it belonged to the cases under Point b Clause 1 Article 33 of the Regulation attached to Decision No. 34/QD-HDTV dated November 16, 2022 of the Vietnam Exchange;
- KLF stock is under trading suspension under Decision No. 66/QD-SGDHN dated February 05, 2024 as the Company was forced into delisting because of serious violations on information disclosure under Point dd Section 1 Article 36 of the Regulations attached to Decision No. 34/QD-HDTV dated November 16, 2022 by the Vietnam Exchange.

HNX

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