AMD: Decision on being put on alert and Notice of stock status

Decision on being put on alert
On July 09, 2024, Hanoi Stock Exchange announced Decision No. 723/QD-SGDHN putting the AMD stock of FLC Stone Mining and Investment Joint Stock Company under alert:
- Reason for being put on alert: the company did not organize Annual General Meeting of Shareholders when the fiscal year ends according to Clause 2, Article 139 of the Enterprise Law.
- Effective date: 15/07/2024
- Applicable law(s): Point b Clause 1 Article 33 of the Regulation attached to Decision No. 34/QD-HDTV dated 16/11/2022 of the Board of members of the Vietnam Stock Exchange
Within 15 days from the date the stock is put on alert, FLC Stone Mining and Investment Joint Stock Company must send a document to the HNX to explain the cause and provide a remedy.
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Notice of stock status
On July 09, 2024, HNX announces the status of FLC Stone Mining and Investment Joint Stock Company’s shares (stock code: AMD) as follows:
- AMD shares are put on alert according to Decision No.723/QD-SGDHN dated 09/07/2024 due to the reason(s) the company did not organize Annual General Meeting of Shareholders when the fiscal year ends according to Clause 2, Article 139 of the Enterprise Law as prescribed at Point b Section 1 Article 33 of the Regulations attached to Decision No.34/QD-HDTV dated November 16, 2022 of the Vietnam Stock Exchange.
- AMD shares are under continued trading restriction since 23/05/2024 according to Decision No.539/QD-SGDHN because the company was late in submitting Audited financial statements 2023 for over 45 days; the company was late in submitting Reviewed financial statements 2023 for over 45 days as prescribed in Point b Section 1 Article 34 of the Regulations on Organization and Management of the UPCoM Exchange attached to Decision No.34/QD-HDTV dated 16/11/2022
- AMD’s shares are put under trading suspension from July 19, 2023 according to Decision No.756/QD-SGDHN dated 12/7/2023 due to: the company is forced to be delisted due to serious violation of the obligation to disclose information as prescribed at point o Clause 1 Article 120 of the Government's Decree No. 155/2020/ND-CP dated December 31, 2020, it belongs to the case that the shares are subject to trading suspension as prescribed in Point d Clause 1 Article 36 of the Regulations attached to Decision No.34/QD-HDTV dated 16/11/2022 of the Vietnam Stock Exchange.

HNX

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