TS4: Decision on continued trading restriction on UPCoM & Notice of stock status

Decision on continued trading restriction on UPCoM
Following Decision No. 1111/QD-SGDHN dated October 20, 2023, HNX announces the continued trading restriction of TS4 stock as follows:
- Ground for continued trading restriction: Audited Financial Statement 2023;
- Reason for trading restriction: the Company was late in submitting the Audited Financial Statement 2023 for more than 45 days;
- Other reason for trading restriction: the Company was late in submitting the audited Financial Statement 2022 and the Reviewed-Semi Financial Statement 2023 for more than 45 days;
- Trading restriction: be traded on Friday weekly;
- Applicable law(s): Point b Clause 1 Article 34 of the Regulation attached to Decision No. 34/QD-HDTV dated November 16, 2022 of the Vietnam Stock Exchange
Within 15 days from the date the stock is under continued trading restriction as prescribed in Article 1 of this Decision, Seafood Joint Stock Company No 4 must send a document to the HNX to explain the cause and provide a remedy.
This Decision replaces Decision No. 1111/QD-SGDHN dated October 20, 2023
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Notice of stock status
On October 20, 2023, HNX announces the status of Seafood Joint Stock Company No 4’s shares (stock code: TS4) as follows:
- TS4 shares are under alert following to Decision No. 743/QD-SGDHN dated July 07, 2023 due to the Company has not organized Annual General Meeting of Shareholders 2023 in the time limit from the end of fiscal year following to the provisions at Point b Clause 1 Article 33 of the Regulation attached to Decision No. 34/QD-HDTV dated November 16, 2022 of the Vietnam Stock Exchange.
- TS4 shares are under continued trading restriction following to Decision No. 1111/QD-SGDHN dated May 23, 2024 due to the Company was late in submitting the Audited Financial Statement 2023 for more than 45 days; the Company was late in submitting the audited Financial Statement 2022 and the Reviewed-Semi Financial Statement 2023 for more than 45 days; following to the provisions at Point b Clause 1 Article 34 of the Regulation attached to Decision No. 34/QD-HDTV dated November 16, 2022 of the Vietnam Stock Exchange. The trading restriction is the Company be traded on Friday weekly until being removed;
- TS4 shares are under trading suspension following to Decision No. 46/QD-SGDHN dated February 13, 2023 due to the Company is subject to mandatory delisting out of severe violations on information disclosure obligations under Decision No. 467/QD-SGDHN dated August 31, 2021 by the Ho Chi Minh Stock Exchange; following to the provisions at Point đ Section 1 Article 36 of the Regulations on Registration and Trading Management of Unlisted companies.

HNX

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