GAB: Decision on trading restriction on UPCoM and Notice of stock status

Following Decision No. 519/QD-SGDHN dated May 23, 2024, HNX announces the continued trading restriction of GAB stock as follows:
- Base for consideration: Audited Financial Statement 2023;
- Reason: the Company was late in submitting the audited Financial Statement 2023 for more than 45 days from the deadline of information disclosure;
- Other reasons: the Company was late in submitting the reviewed semi-annual Financial Statement 2023 for more than 45 days from the deadline of information disclosure;
- Trading restriction: be traded on Friday weekly from the day the shares are put out of trading suspension;
- Applicable law(s): Point b Clause 1 Article 34 of the Regulation attached to Decision No. 34/QD-HDTV dated November 16, 2022 of the Vietnam Exchange
Within 15 days from the date the stock is under continued trading restriction, the company must send a document to the HNX to explain the cause and provide a remedy.
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On May 23, 2024, HNX announces the status of FLC Mining Investment & Asset Management Joint Stock Company’s shares (stock code: GAB) as follows:
- GAB shares are under trading restriction according to Decision No.519/QD-SGDHN dated 23/5/2024 due to the reasons that the company is late in submitting the reviewed Semi-Financial Statements 2023 and audited Financial Statements 2023 for more than 45 days from the deadline of information disclosure according to the regulations on information disclosure according to Point b Clause 1 Article 34 of the Regulations attached to Decision No. 34/QD-HDTV dated November 16, 2022 of the Vietnam Exchange. It is only traded on Friday every week from the day it is put out of trading suspension;
- GAB shares are put under trading suspension according to Decision No.754/QD-SGDHN dated 12/07/2023 because it is forced to be delisted because of serious breach of information disclosure regulations according to Point o Clause 1 Article 120 of Decree 155/2020/ND-CP dated 31/12/2020 so it belonged to the cases under Point d Clause 1 Article 36 of Regulations on Registration and Management of Transactions of Unlisted Securities.

HNX

>   PXT: Annual General Mandate 2024 (27/05/2024)

>   PXS: Annual General Mandate 2024 (27/05/2024)

>   PXM: Extraordinary General Mandate 2024 (27/05/2024)

>   POS: Board Resolution (27/05/2024)

>   PNP: Board Resolution (27/05/2024)

>   PAP: Board Resolution (27/05/2024)

>   DZM: Decision on being put under trading restriction and Notice of stock status (27/05/2024)

>   CQN: Board Resolution (27/05/2024)

>   CMM: Securities registration certificate - 2nd change (27/05/2024)

>   CHS: Board Resolution (27/05/2024)