TVB: Decision on handling administrative violations

On November 02, 2022, Tri Viet Securities Joint Stock Company received the decision dated October 26, 2022 by the the State Securities Commission of Vietnam (SSC) on the handling of administrative violations because the Company violated the law of trading on the stock market. The Company was fined 150,000,000 dongs.

HOSE

>   VPI: Approved the transaction with related party (07/11/2022)

>   SGT: Adjustment of the handle of unsold shares (07/11/2022)

>   PIT: Explanation for jumping to ceiling prices (07/11/2022)

>   FUEVFVND: Tracking error from 28 Oct 2022 to 03 Nov 2022 (07/11/2022)

>   FUEVN100: NAV week from 28 Oct 2022 to 03 Nov 2022 (07/11/2022)

>   FUEVN100: NAV 03 Nov 2022 (07/11/2022)

>   FUEVN100: Tracking error from 28 Oct 2022 to 03 Nov 2022 (07/11/2022)

>   FUEVN100: Monthly Report _ October 2022 (07/11/2022)

>   FUESSVFL: Tracking error from 28 Oct 2022 to 03 Nov 2022 (07/11/2022)

>   FUEVFVND: NAV week from 28 Oct 2022 to 03 Nov 2022 (07/11/2022)