ORS: Administrative sanction decision
Tien Phong Securities Corporation (HOSE: ORS) has received a decision dated September 16, 2022 by the State Securities Commission regarding the administrative sanction decision. Accordingly, APG was fined VND125,000,000 for violating regulations on consulting service provision and VND125,000,000 for violating regulations for customers to make margin transactions in excess of the purchasing power available on their margin trading accounts.
HOSE
> HBC: Adjustment to the foreign onwership ratio (28/09/2022)
> EVE: Adjustment of the BOD resolution dated September 16, 2022 (28/09/2022)
> NVL: BOD resolution dated September 26, 2022 (28/09/2022)
> SGT: Notice of Trading of Shares by an internal shareholder ( Le Thi Kim Nhung) (28/09/2022)
> VJC: Report on results of trading of shares by an internal shareholder ( Dinh Viet Phuong) (28/09/2022)
> DGW: Report on results of trading of shares by an internal shareholder (To Tieu Ngoc ) (28/09/2022)
> NVL: Report on results of trading of shares by an internal shareholder ( Duong Thi Thu Thuy) (28/09/2022)
> PIT: Notice of Trading of Shares by an internal shareholder ( Le Thuy Dao) (28/09/2022)
> FUEVN100: Announcement after exchange trading 26 Sep 2022 (28/09/2022)
> FUEVN100: Basket of component securities 27 Sep 2022 (28/09/2022)