CSTB2003: Certificate for Additional Offering of Covered Warrant

The State Securities Commission of Vietnam (SSC) granted Certificate for Additional Offering of Covered Warrant No.149/GCN-UBCK dated July 22, 2020 to KIS Vietnam Securities Corporation as follows:

1)      Name of warrant: Warrant.STB.KIS.M.CA.T.04

2)      Code of underlying security: STB

3)      Issuer of underlying security: Sai Gon Thuong Tin Commercial Joint Stock Bank

4)      Quantity of warrants registered for offering: 3,000,000 warrants

5)      Conversion ratio: 1:1

6)      Warrant type (call/ put): call

7)      Warrant style: European-style

8)      Payment method for exercise of warrants: cash

9)      Expiration date: September 16, 2020

10)  Depository bank of collateral: Joint Stock Commercial Bank for Investment and Development of Vietnam (BIDV) – Nam Ky Khoi Nghia Branch.

HOSE

>   DNP: Board Resolution (28/07/2020)

>   EBA: Corporate Governance Report (first 06 months) (28/07/2020)

>   DHT: Corporate Governance Report (first 06 months) (28/07/2020)

>   DC4: Corporate Governance Report (first 06 months) (28/07/2020)

>   DC2: Board Resolution (28/07/2020)

>   TDG: The record date for the EGM (28/07/2020)

>   DQC: Record date for seeking shareholders’ approval (28/07/2020)

>   POT: Corporate Governance Report (first 06 months) (28/07/2020)

>   SJE: Board Resolution (28/07/2020)

>   TKC: General Mandate via a ballot (28/07/2020)