Warrant.VNM.KIS.M.CA.T.04: Certificate for Offering of Covered Warrant

The State Securities Commission of Vietnam (SSC) granted Certificate for Offering of Covered Warrant No.102/GCN-UBCK dated May 29, 2020 to KIS Vietnam Securities Corporation as follows:

1)      Name of warrant: Warrant.VNM.KIS.M.CA.T.04  

2)      Code of underlying security: VNM

3)      Issuer of underlying security: Viet Nam Dairy Products Joint Stock Company

4)      Quantity of warrants registered for offering: 2,000,000 warrants

5)      Conversion ratio: 10:1

6)      Warrant type (call/ put): call

7)      Warrant style: European-style

8)      Payment method for exercise of warrants: cash

9)      Duration: 4 months

10)  Depository bank of collateral: Joint Stock Commercial Bank for Investment and Development of Vietnam (BIDV) – Nam Ky Khoi Nghia Branch.

HOSE

>   KMT: Annual General Mandate 2020 (04/06/2020)

>   L14: Board Resolution (04/06/2020)

>   SZB: Board Resolution (04/06/2020)

>   SED: Annual General Mandate of 2020 (04/06/2020)

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>   SZB: Selection of auditor for fiscal year 2020 (04/06/2020)

>   QNC: Annual General Mandate of 2020 (04/06/2020)

>   Warrant.VJC.KIS.M.CA.T.03: Certificate for Offering of Covered Warrant (04/06/2020)

>   VTA: Annual General Mandate 2020 (04/06/2020)

>   VGI: Annual General Mandate 2020 (04/06/2020)