Warrant CPNJ01MBS20CE: Certificate for Offering of Covered Warrant

The State Securities Commission of Vietnam (SSC) granted Certificate for Offering of Covered Warrant No.82/GCN-UBCK dated April 27, 2020 to MB Securities Joint Stock Company as follows:

1. Name of warrant: Warrant CPNJ01MBS20CE
2. Code of underlying security: PNJ
3. Issuer of underlying security: Phu Nhuan Jewelry Joint Stock Company
4. Quantity of warrants registered for offering: 2,500,000 warrants
5. Conversion ratio: 5:1
6. Warrant type (call/ put): call
7. Warrant style: European-style
8. Payment method for exercise of warrants: cash
9. Duration: 3.5 months
10. Depository bank of collateral: Joint Stock Commercial Bank for Investment and Development of Vietnam (BIDV) – Ha Thanh Branch.

HOSE

>   TYA: Board Resolution – May 04, 2020 (05/05/2020)

>   The PAN Group reports slump in business due to pandemic (05/05/2020)

>   The PAN Group reports slump in business due to pandemic (05/05/2020)

>   Aquatic companies’ profits hurt by disease (05/05/2020)

>   Aquatic companies’ profits hurt by disease (05/05/2020)

>   BCM: Notice of record date for a ballot (05/05/2020)

>   CVPB2004: The record date to exercise the covered warrant due to the expiry (05/05/2020)

>   CTCB2002: The record date to exercise the covered warrant due to the expiry (05/05/2020)

>   HOSE: Change of limitation of warrant’s represented shares dated 05.04.2020 (05/05/2020)

>   CHDB2004: The record date to exercise the covered warrant due to the expiry (05/05/2020)