SHS: Notice of record date for dividend payment by share and share issue to outstanding shareholders

1. Issuer: Saigon - Hanoi Securities JSC
2. Stock code: SHS
3. Par value: VND 10,000/share
4. Record date: 15/01/2019
5. Ex-date: 14/01/2019
6. Reason:.
     * Dividend payment by share:
          - Exercise rate: 4 : 1 (04 shares - 01 new share)
          - Rounding method, handling of shares representing less than one unit: Number of shares received will be rounded down to units digit. Odd shares and unsold shares will be distributed to other subjects with price not lower than that offered to outstanding shareholders.
          - Exercise place:
               + For undeposited shares: Saigon - Hanoi Securities JSC on working days . Securities certificate and Identification Card (original copy) are required. In case of authorization, a proxy with certified seal of the local authority is further requested in addition to the mentioned above.
               + For deposited shares: securities companies where shares of shareholders have been deposited.
     * Share issue to outstanding shareholders:
          - Number of shares to be issued: 70,263,783
          - Exercise rate: 3 : 2 (01 share - 01 right, 03 rights - 02 new shares)
          - Issue price: VND 12,000
          - Rounding method: Number of shares received will be rounded down to units digit. 
          - For odd lot shares and undistributed shares: Odd shares and unsold shares will be distributed to other subjects with price not lower than that offered to outstanding shareholders. 
          - Blocked account:
               + Account name: Saigon - Hanoi Securities JSC
               + Bank name: Saigon Hanoi Commercial Joint Stock Bank (SHB) - Hanoi branch
               + Account number: 1012248105
          - Stock type: Free float
          - Time for transfer of purchase rights:
               + Start date: 21/01/2019
               + End date: 18/02/2019
          - Time for registration:
               + Start date: 21/01/2019
               + End date: 25/02/2019
          - Exercise Place:
               + For undeposited shares: Saigon - Hanoi Securities JSC on working days. Securities certificate and Identification Card (original copy) are required. In case of authorization, a proxy with certified seal of the local authority is further requested in addition to the mentioned above. 
               + For deposited shares: securities companies where shares of shareholders have been deposited.
          - Times for transfer of share purchase rights: 01 time.

HNX

>   ICG: Notice of record date for cash dividend payment (03/01/2019)

>   MDN: Notice of record date for dividend payment in cash (02/01/2019)

>   C47: Notice of change of dividend payment date (02/01/2019)

>   NAV: Resolution on the dividend payment (02/01/2019)

>   D11: Change in 2017 dividend payment date (28/12/2018)

>   VIC11711: Notice of interest rate for 4th bond interest payment (28/12/2018)

>   VIC11725: Notice of interest rate for 3rd bond interest payment (28/12/2018)

>   VIC11716: Notice of interest rate for 4th bond interest payment (28/12/2018)

>   SD9: Change in the dividend payment date (28/12/2018)

>   SDE: Change in the dividend payment date (28/12/2018)