FSC: Result of transaction of connected institution

• Name of issuer: The First Securities Joint Stock Company

• Stock code: FSC
• Name of trading institution: Yuanta Securities (Hong Kong) Company Limited
• Name of internal person: Tan Pei - San
• Position of representative in the listed company: Member of the Board of Directors
• Relation between connected person: Deputy Chairman of Yuanta Securities Asia Financial Services Limited
• Securities type: Common stock
• Number of shares held by trading institution before transaction: 0 share (0% of the charter capital)
• Nature of transaction: transferring shares through the system of Vietnam Securities Depository
• Number of shares registered for acquisition: 14,757,578 shares
• Number of shares acquired/disposed: .14,757,578 shares
• Total holding following transaction and total percentage holding following transaction: 14,757,578 shares (49,19% of the charter capital)
• Date of transaction: From 01/12/2017 to 10/12/2017

HNX

>   DAP: Change in shareholding of principal shareholder (Le Tien Anh) (25/12/2017)

>   IMP: Report on Change in Ownership by Major Shareholders (FTIF Templeton Frontier Markets Fund) (25/12/2017)

>   VCI: Report on Change in Ownership by Major Shareholders (25/12/2017)

>   GDT: Report on the day no longer being major shareholders (Le Hong Thanh) (25/12/2017)

>   DHC: Report on Change in Ownership by Major Shareholders ( Kingsmead VN and Indochina Growth Master Fund) (25/12/2017)

>   TBD: Notice of transactions of Directors, PDMR (Mr. Tran Van Quang) (22/12/2017)

>   DL1: Change in shareholding of principal shareholder (Global Capital Co.,LTD) (22/12/2017)

>   DIH: Change in shareholding of principal shareholder (Mr. Vuong Dinh Hung) (22/12/2017)

>   NED: Mr. Pham Van Chieu no longer principal shareholder (22/12/2017)

>   NED: Ms. Vu Thi Tra no longer principal shareholder (22/12/2017)