FSC: Notice of transaction of connected institution

Name of issuer: The First Securities Joint Stock Company
Stock code: FSC
Name of trading institution: Yuanta Securities (Hong Kong) Company Limited
Name of internal person: Tan Pei - San
Position of representative in the listed company: Member of the Board of Directors
 Relation between connected person: Deputy Chairman of Yuanta Securities Asia Financial Services Limited
Securities type: Common stock
Number of shares held by the shareholder: 0 share (% of the charter capital)
Nature of transaction: transferring shares through the system of Vietnam Securities Depository
Number of shares to be acquired: 14,757,578 shares
Expected total holding following transaction and total percentage holding following transaction: 14,757,578 shares ( 49,19% of the charter capital)
Purpose of transaction: Increase shareholding
Expected date of transaction: From 01/12/2017 to 10/12/2017

HNX

>   NHH: New principal shareholder (MB Securities Joint Stock Company) (21/12/2017)

>   HNF: Luu Thanh Tam no longer principal shareholder (21/12/2017)

>   BDP: New principal shareholder Dai An Tourism Service Investment Joint Stock Company (21/12/2017)

>   TTF: Notification Affiliated person trade (21/12/2017)

>   VCI: Report affiliated person trade (21/12/2017)

>   DL1: Change in shareholding of principal shareholder (Global Capital Company Limited) (21/12/2017)

>   NED: Notice of sale of Treasury stock (20/12/2017)

>   MGG: Notice of transaction of connected institution (Wall Street Securities Joint Stock Company) (20/12/2017)

>   MGG: Result of transaction of connected institution (Wall Street Securities Joint Stock Company) (20/12/2017)

>   HNF: Notice of share repurchase for Treasury stock (20/12/2017)