HueWACO: Information on Auction Registration

1. 1.      Total investors: 507 investors

-    Domestic individual investors:  504 investors

-    Foreign individual investors:  0 investor

-    Domestic institutional investors: 03 investors

-    Foreign institutional investors: 0 investor

1. 2.      Total registered volume: 9,050,800 shares

-    Domestic individual investors: 8,207,900 shares

-    Foreign individual investors:  0 share

-    Domestic institutional investors: 842,900 shares

-    Foreign institutional investors: 0 share

HOSE

>   Saigon Petroleum Service Corporation: Notice of Auction (01/12/2016)

>   Saigon Bank for Industry & Trade: Notice of Auction (24/11/2016)

>   Mien Trung Joint Stock Corporation: Notice of Auction Result (24/11/2016)

>   Thua Thien Hue Construction & Water Supply State One Member Company Limited: Notice of Auction Result (25/11/2016)

>   Trabaco: Notice of Cancellation of Auction (28/11/2016)

>   VIRESCO: Notice of Cancellation of Auction (30/11/2016)

>   VNM: Notice of Auction Result of VNM’s competive offering (13/12/2016)

>   VNM: Notice of Auction Result of VNM’s competive offering (13/12/2016)

>   Bau Can Tea Ltd.Com: Notice of Auction (16/12/2016)

>   Saigon Bank for Industry & Trade: Information on Auction Registration (16/12/2016)