HCM: Notice of issuance of shares under ESOP

On January 18, 2017, Ho Chi Minh City Securities Joint Stock Company announced the issuance of shares under ESOP as follows:

Information on Stock:

-       Stock name: Ho Chi Minh City Securities Joint Stock Company

-       Stock type: common share

-       Stock code: HCM

-       Par value: 10,000 dongs/share

-       Charter capital: VND1,272,567,580,000

-       Total number of share issued: 127,256,758 shares

-       Number of outstanding shares: 127,155,368 shares

-       Number of treasury shares: 101,390 shares

-       Number of shares expected to be issued: 2,500,000 shares

-       Total value of shares expected to be issued (on par value): VND25,000,000,000

-       Exercise ratio: 1.96%  

-       Restriction on transfer:

+ Ending the first year (12 months) after the completion of issuance of shares under ESOP: transfer up to 40%

+ Ending the second year (24 months) after the completion of issuance of shares under ESOP: transfer up to 30%

+ Ending the third year (36 months) after the completion of issuance of shares under ESOP: transfer up to 30%

-        Time of implementation: from February 06, 2017 to February 07, 2017

HOSE

>   LGL: Result of issuance of shares to raise capital from the owner’s equity (25/01/2017)

>   NT2: BODs Resolution on plans for issuance of shares under ESOP (25/01/2017)

>   RDP: Notice of issuance of shares to pay dividends (25/01/2017)

>   DAG: Result of share issue for capital increase (06/02/2017)

>   MSN: Result of share issue to raise capital from the owner’s equity (08/02/2017)

>   CCI: Report on the use of capital (08/02/2017)

>   DAG: Result of share issue for capital increase (09/02/2017)

>   BHS: The record date for a right offering and bonus issuance (16/02/2017)

>   HCM: Result of ESOP 2016 (09/02/2017)

>   KMR: Board resolution on the amendment of charter capital (09/02/2017)