NLG: Violation of information disclosure of an inside shareholder
Violation of information disclosure requirement of the insider trading in Nam Long Investment Corporation as follows:
- Ms. Luong Thi Kim Thoa, Chief Accountant sold 10,650 NLG shares on September 18, 2015, but she did not execute the selling in the time as registered.
- Mr. Chau Quang Phuc, CFO sold 19,290 NLG shares on September 18, 2015, but she did not execute the selling in the time as registered.
- Ms. Nguyen Thi Ngoc Lan (sister of Mr. Nguyen Xuan Quang – Chairman of the BOD) sold 2,600 NLG shares on September 18, 2015, but she did not execute the selling in the time as registered.
HOSE
> CEO: Change in shareholding of principal shareholder (PYN FUND ELITE (NON-UCITS) (01/10/2015)
> SMC: Notification Affiliated person trade (01/10/2015)
> THG: Notification Affiliated person trade (01/10/2015)
> HQC: Report on change of ownership of major shareholders (01/10/2015)
> TTR: Notice of transactions of Directors, PDMR (Mr. Lam Van Son) (01/10/2015)
> ORS: Result of transaction of connected institution (Southern Bank)) (30/09/2015)
> ORS: New principal shareholder Hoan Loc Viet JSC (30/09/2015)
> ORS: New principal shareholder Ha Duc Cuong (30/09/2015)
> TTR: Result of transactions of Directors, PDMR (Mr. Lam Van Son) (30/09/2015)
> DLD: Result of transaction of connected institution (Ben Thanh Group (30/09/2015)