CII: Report on Change in Ownership by Major Shareholders
Vinacapital Corporate Finance VietNam, a major shareholder of Hochiminh City Infrastructure Investment Joint Stock Company, reports the change in the ownership as follows:
1) Institutional investor: Vinacapital Corporate Finance VietNam 2) The appointed representative will make information disclosure and reporting for the Group of foreign investors and affiliates with details as follows:
1) Institutional investor: Vinacapital Corporate Finance VietNam
2) The appointed representative will make information disclosure and reporting for the Group of foreign investors and affiliates with details as follows:
No. Name of foreign investor 1 Vietnam Infrastructure Holdings Ltd 2 Vietnam Infrastructure Strategic Ltd 3) Stock code: CII4) Trading day on which the holdings by Group of foreign investors and affiliates exceed the 1% threshold on January 08, 20155) Details on securities transactions of each foreign investor in the Group which result in the holding movement of the Group exceeding the 1% threshold:
No.
Name of foreign investor
1
Vietnam Infrastructure Holdings Ltd
2
Vietnam Infrastructure Strategic Ltd
3) Stock code: CII
4) Trading day on which the holdings by Group of foreign investors and affiliates exceed the 1% threshold on January 08, 2015
5) Details on securities transactions of each foreign investor in the Group which result in the holding movement of the Group exceeding the 1% threshold:
No. Name of foreign investor Before trading After trading (bought/sold) Holding amount Holding ratio (%) Holding amount Holding ratio (%) 1 Vietnam Infrastructure Holdings Ltd 709,747 0.63% 3,690,176 1.98% + 2,980,429 convertible bonds 2 Vietnam Infrastructure Strategic Ltd 3,261,700 2.89% 6,226,585 3.33% + 2,964,885 convertible bonds Total 3,971,447 3.52% 9,916,761 5.31% - 6) Date of holding movement by the Group of foreign investors and affiliates exceeding the 1% threshold on January 08, 2015.
Before trading
After trading
(bought/sold)
Holding amount
Holding ratio (%)
709,747
0.63%
3,690,176
1.98%
+ 2,980,429 convertible bonds
3,261,700
2.89%
6,226,585
3.33%
+ 2,964,885 convertible bonds
Total
3,971,447
3.52%
9,916,761
5.31%
-
6) Date of holding movement by the Group of foreign investors and affiliates exceeding the 1% threshold on January 08, 2015.
HOSE
> SAM: Report on Ownership by Major Shareholders (16/01/2015)
> TIC: Report on Results of Trading of Shares of affiliated organization (16/01/2015)
> SRF: Report on Results of Trading of Shares of affiliated organization (16/01/2015)
> NDF: Change in holding of principal shareholder (16/01/2015)
> HHG: Result of sale of Treasury stock (16/01/2015)
> NDF: New principal shareholder (Ms.Anh) (15/01/2015)
> SSF: Change in shareholding of principal shareholder ()/Result of transaction of principal shareholder ham Thi Bach Tuyet) (15/01/2015)
> VHH: New principal shareholder - Nguyen Ngoc Bich (15/01/2015)
> NBB: Report on Results of trading of shares of affiliated organization (15/01/2015)
> NBB: Notice of trading of shares of affiliated organization (15/01/2015)
