NBB: Report on Results of trading of shares of affiliated organization

Report on Results of trading of shares of affiliated organization of NBB Investment Corporation as follows:

1)     Organization conducting trading: Sao Anh Mai Co.,Ltd

2)     Name of key personnel of the organization listed (in a case where the person conducting trading is a related person): Mr. Nguyen Louis T

-       Current position in the organization listed: Member of the Board of Directors

-       Relationship of individual/organization conducting trading with key personnel/person authorized to disclose information: CEO

-       Quantity and ratio of shares/fund certificates currently owned by key personnel: 27,000 shares (0.05%)

3)     Trading securities code: NBB

4)     Quantity and ratio of shares owned before conducting trading: 75,000 shares (0.14%)

5)     Quantity of shares registered for sale: 75,000 shares

6)     Quantity of shares already traded (sale): 0 share

7)     Quantity and ratio of shares owned after conducting trading: 75,000 shares (0.14%)

8)     Method of trading: order matching

9)     Period for conducting trading: from October 27, 2014 to November 27, 2014

10)  Reason of incomplete transaction: the price was not in the trader’s expectation.

HOSE

>   VDL: Notice of transaction of connected institution (Union branch of Lamdong Foodstuffs JSC) (02/12/2014)

>   KSC: Announcement on transaction of major shareholder (02/12/2014)

>   CZC: Correction of Change in shareholding of principal shareholder (Vinh Nhu) (02/12/2014)

>   TCT: Change in shareholding of principal shareholder (MUTUAL FUND ELITE \u2013 NCN UCITS) (01/12/2014)

>   BTC: Notice of transaction of connected person (Nguyen Thi Hong Van) (01/12/2014)

>   CFC: Result of transaction of connected person (Nguyen Quang Ham Tan) (01/12/2014)

>   ASM: Notice of Trading of Shares of affiliated organization (01/12/2014)

>   ABT: Report on Results of selling treasury stock (01/12/2014)

>   STC: Change in shareholding of principal shareholder (PI Corp) (01/12/2014)

>   DBT: Notice of transaction of connected institution (Lien Thanh Seafood Processing Joint Stock Company) (01/12/2014)