NBB: Report on Change in Ownership by Major Shareholders

Hochiminh City Infrastructure Investment Joint Stock Company (CII), a major shareholder of NBB Investment Corporation, reports the change in the ownership as follows:

1.         Institutional investor: Hochiminh City Infrastructure Investment Joint Stock Company (CII)

2.         Name of shares/fund certificates/securities codes owned: NBB

3.         Number, ratio of shares/fund certificates held before trading: 5,041,805 shares (9.41% on 53,581,800 NBB outstanding shares)

4.         Number of shares/fund certificates purchased: 500,000 shares

5.         Number, ratio of shares/fund certificates held after trading: 5,541,805 shares (10.34% on 53,581,800 NBB outstanding shares)

6.         Reasons for change of ownership: to restructure investment portfolios

7.         Date of change of ownership: December 25, 2014

HOSE

>   IDI: Report on Results of Trading of Shares of affiliated organization (29/12/2014)

>   FPT: Notice of Trading of Shares of affiliated organization (29/12/2014)

>   APG: Change in shareholding of principal shareholder (Mai Duc Chien) (29/12/2014)

>   VC7: Result of transaction of connected institution (Vietnam Construction and Import-Export Joint Stock Corporation) (29/12/2014)

>   HBS: Result of transaction of connected person (Mr. Ngo Trung Kien) (29/12/2014)

>   DBT: New principal shareholder Ms. Dau Thi Khanh Hoai (29/12/2014)

>   SHS: New principal shareholder Uong Huy Giang (29/12/2014)

>   VC7: New principal shareholder (Nguyen Trong Tan) (29/12/2014)

>   VHH: Notice of transaction of connected person / connected institution (Vietnam Water and Environment Investment Corporation - VIWASEEN) (29/12/2014)

>   VKD: Result of transaction of connected person/ institution (Tran Thi Kim Thoa) (26/12/2014)