TCO: Report on Results of trading of shares by an internal shareholder

Report on Results of trading of shares by an internal shareholder of Duyen Hai Multi Modal Transport Joint Stock Company as follows:

1)     Name of individual: Mr. Le Thai Cuong

-          Current position (if available) in the organization listed/registered for trading, fund management company/public investment fund: Member of the Board of Directors, Deputy CEO

2)     Trading securities code: TCO

3)     Quantity and ratio of shares owned before conducting trading: 394,008 shares (2.86%)

4)     Quantity of shares registered for sale: 94,000 shares

5)     Quantity of shares already traded (sale): 0 share

6)     Quantity and ratio of shares owned after conducting trading: 394,008 shares (2.86%)

7)     Method of trading: order matching

8)     Period for conducting trading: from October 22, 2014 to November 20, 2014

9)     Reason of incomplete transaction: the price was not in the trader’s expectation

HOSE

>   E1VFVN30: Notice of Tracking Error on 21 Nov 2014 (25/11/2014)

>   TV4: Board Resolution (25/11/2014)

>   SFG: Announcement of the first trading date (25/11/2014)

>   SRC: Notice of trading of shares by a related person (25/11/2014)

>   TS4: Notice of trading of shares by an internal shareholder (25/11/2014)

>   TS4: Report on Results of trading of shares by an internal shareholder (25/11/2014)

>   TAG: Board Resolution (24/11/2014)

>   PDR: Resolution of the extraordinary meeting of shareholders (24/11/2014)

>   DCL: Notice of trading of shares by an internal shareholder (24/11/2014)

>   HAR: Resolution on organizing the EGM (24/11/2014)