E1VFVN30: Report on Change in Ownership by Major Shareholders

Hochiminh City Securities Corporation (HSC), reports the change in the ownership as follows:

1.         Institutional investor: Hochiminh City Securities Corporation (HSC)     

2.         Related person (owning the same shares/fund certificates): 0

3.         Name of shares/fund certificates/securities codes owned: E1VFVN30

4.         Number, ratio of shares/fund certificates held before trading: 3,005,200 fund certificates (13.54%)

5.         Quantity of shares/fund certificates purchased: 140,000 fund certificates

6.         Number, ratio of shares/fund certificates held after trading: 3,145,200 fund certificates (14.17%)

7.         Number, ratio of shares/fund certificates currently held by related person: 0

8.         Number, ratio of shares/fund certificates held by the same related person after trading: 3,145,200 fund certificates (14.17%)

9.         Reasons for change of ownership: to restructure portfolios

10.      Date of change of ownership: November 12, 2014 (*)

(*)Total of fund certificates effective date of the listing on November 11, 2014: 22,200,000 fund certificates

HOSE

>   SSC: Notice of trading of shares of affiliated organization (19/11/2014)

>   CZC: Change in shareholding of principal shareholder (Vinh Nhu) (18/11/2014)

>   VIT: Result of transaction of connected person (Nguyen Thi Thu Trang) (18/11/2014)

>   IVS: Change in shareholding of principal shareholder (Xiang Qing Song) (18/11/2014)

>   SHA: Result of transaction of connected person (Nguyen Tran Tan Nguyen) (18/11/2014)

>   CEO: Result of transaction of connected person (Do Van Tien) (18/11/2014)

>   DST: Mr. Le Hai Doan no longer principal shareholder (Mr. Doan) (18/11/2014)

>   EBS: Results of share repurchase for Treasury stock (18/11/2014)

>   QCG: Report on Results of trading of shares of affiliated organization (18/11/2014)

>   SCI: Result of transaction of connected instituition (Song Da 9 JSC) (18/11/2014)