Report on Results of Trading of Shares of affiliated organization of Dai Thien Loc Corporation as follows:
1) Organization conducting trading: BenTre Aquaproduct Import and Export Joint Stock Company
- AQUATEX BENTRE
2) Name of key personnel/person authorized to disclose
information of the related organization listed/registered for trading, fund
management company/public fund (in a case where the person conducting trading
is a related person): Mr.
Le Ba Phuong
-
Current position in the organization
listed/registered for trading, fund management company/public fund: Member of the BOD
-
Relationship of individual/organization
conducting trading with key personnel/person authorized to disclose
information: Member of the BOD at AQUATEX BENTRE
-
Quantity, ratio of shares/fund certificates
currently owned by key personnel/person authorized to disclose information: 137,500 shares (0.22%)
3) Trading securities code: DTL
4) Quantity, ratio of shares owned before conducting
trading: 286,683 shares (0.39%)
5) Quantity of shares registered for sale: 286,683 shares
6) Quantity of shares already traded (sale): 286,030 shares
7) Quantity, ratio of shares owned after conducting trading:
58,653
shares (0.08%)
8) Method of trading: order matching
9) Period for
conducting trading: from
October 22, 2014 to November 14, 2014
10) Reason of incomplete transaction: the price was not in
the trader’s expectation.