CII: Report on Results of Trading of Bonds of affiliated organization

Report on Results of Trading of Bonds of affiliated organization of Hochiminh City Infrastructure Investment Joint Stock Company as follows:

1.  Organization conducting trading: VINAPHIL Infrastructure Investment Joint Stock Company

2.  Name of key personnel/person authorized to disclose information of the related organization listed/registered for trading, fund management company/public fund (in a case where the person conducting trading is a related person): Ms. Nguyen Mai Bao Tram, the representative for capital of Hochiminh City Infrastructure Investment JSC (CII) at VINAPHIL Infrastructure Investment JSC

-Current position in the organization listed/registered for trading, fund management company/public fund: Deputy CEO of CII

-Relationship of individual/organization conducting trading with key personnel/person authorized to disclose information: Member of the Board of Directors of VINAPHIL Infrastructure Investment JSC

-Quantity, ratio of shares/fund certificates currently owned by key personnel/person authorized to disclose information: 0

3.  Trading securities code: CII

4.  Quantity, ratio of bonds owned before conducting trading: 245,328 bonds (22.68%  on the total number of CII bonds issued on June 23, 2014)

5.   Quantity of bonds registered for purchase: 77,008 bonds

6.   Quantity of bonds already traded (purchase): 77,008 bonds

7.  Quantity, ratio of bonds owned after conducting trading: 322,336 bonds (29.79% on 1,081,846 CII bonds)

8.  Purpose(s) of conducting trading: to restructure the portfolio

9.  Method of trading: put through

10.                 Period for conducting trading: September 05, 2014

HOSE

>   VIC: Vingroup increases capital to convert bonds into shares (28/08/2014)

>   HCMA0204: Notice of the record date for bond interest payment, principal & delisting municipal bond (15/08/2014)

>   HCMA0805: Notice of the record date for bond interest payment (15/08/2014)

>   HCM_0707: Notice of the record date for bond interest payment (15/08/2014)

>   HCM_0807: Notice of the record date for bond interest payment (15/08/2014)

>   HCMA0505: Notice of the record date for bond interest payment (15/08/2014)

>   NLG: Report on the result of issuing corporate bonds (13/08/2014)

>   VNE: Board Resolution on Bond Private Placement (11/08/2014)

>   SFI: SAFI reports the results of convertible bonds into shares (30/07/2014)

>   NLG: NLG Corp successfully issues VND350-billion bond (30/07/2014)