HCM: Trading result of affiliated institutional investor

Ho Chi Minh City Securities Corporation (stock code: HCM) has announced a trading result of affiliated institutional investor as follows:

-  Stock symbol:   HCM

-  Name of institutional investor: Resonant Joint Stock Company (*)

-  Affiliated person: Mr. Pham Nghiem Xuan Bac – Chairman of the Board of Directors at Resonant Joint Stock Company

-  Position of Mr. Pham Nghiem Xuan Bac – Member of the Board of Directors. Owning volume of Mr. Bac: 392,630 shares (0.31%))

-  Owning volume before trading: 731,672 shares (0.57%)

-  Volume registered to buy: 50,000 shares

-  Bought volume: 20,000 shares

-  Owning volume after trading: 751,672 shares (0.59%)

-  Purpose: restructure investment portfolios

-  Trading method: put through

-  Trading period: from April 28, 2014 to May 14, 2014

-  Reason of incomplete transaction: the price was not in the trader’s expectation.

(*) temporary translation

HOSE

>   HCM: Trading result of inside shareholder (16/05/2014)

>   HVG: Trading result of inside shareholder (16/05/2014)

>   PXS: Transaction of affiliated person (16/05/2014)

>   SHN: Result of transaction of connected person (Nguyen Thanh Tung) (15/05/2014)

>   VIP: Report on Change in Ownership of Major Shareholder (15/05/2014)

>   SJD: Transaction of inside shareholder (15/05/2014)

>   NSC: Rights transaction of inside shareholder (15/05/2014)

>   FPT: Transaction of affiliated institution (15/05/2014)

>   DXG: Report on Change in Ownership of Major Shareholder (15/05/2014)

>   AGM: Transaction of inside shareholder (15/05/2014)