PPC: Report on Change in Ownership of Major Shareholder

Report on change in ownership of a major shareholder of Pha Lai Thermal Power Joint Stock Company:

1.       Name of institutional investor: Power Generation Corporation 2 (EVNGENCO2)

2.       Security code: PPC

3.       Affiliated person: Mr. Pham Kim Lam -  Reprentative for EVNGENCO2’s capital

4.       Position of Mr. Pham Kim Lam at the listed firm: Chairman of the Board of Directors           

5.       Affiliated person: Mr. Tran Van Du -  Deputy CEO at EVNGENCO2

6.       Position of Mr. Tran Van Du at the listed firm: a member of the Board of Directors  

7.       Affiliated person: Mr. Pham Van Thu -  Reprentative for EVNGENCO2’s capital

8.       Position of Mr. Pham Van Thu at the listed firm: CEO      

9.       Number and proportion of shares owned by investor before trading: 0 share

10.   Number of shares traded: 166,391,896 shares (51% of charter capital)

11.   Number and proportion of shares owned by investor after trading: 166,391,896 shares (51% of charter capital)

12.   Number and proportion of shares owned by related person before trading: 0 share (0%)

13.   Number and proportion of shares owned by related person after trading: 0 share (0%)

14.   Date of ownership change: November 07, 2013.

HOSE

>   MCG: Transaction of inside shareholder (15/11/2013)

>   DXG: Transaction of inside shareholder (15/11/2013)

>   C32: Trading result of inside shareholder (15/11/2013)

>   VIP: Notice of selling treasury stock (15/11/2013)

>   VBC: Change in shareholding of principal shareholder (An Phat Plastic and Green Environment JSC)) (15/11/2013)

>   VSH: Report on Change in Ownership of Major Shareholder (14/11/2013)

>   VCV: Result of transaction of connected institution (Cam Pha Cement JSC) (14/11/2013)

>   VHL: Result of transaction of connected person (Mr. Quang) (14/11/2013)

>   HTC: Result of transaction of connected person (Mr. Dung) (14/11/2013)

>   KBT: Result of transactions of Directors, PDMR (Lam Duy Khanh) (14/11/2013)