Report on change in ownership of a major shareholder of Ngo Han Joint Stock Company:
* Security code: NHW
1. Name of
institutional investor: Mekong Enterprise Fund, Ltd.
-
Number and proportion of shares owned by investor before
trading: 2,873,064 shares (12.53%)
-
Number of shares sold: 2,873,064 shares
-
Number and proportion of shares owned by investor after
trading: 0 share (0%)
-
Number and proportion of shares owned by related person: 0
share
-
Number and proportion of shares owned by related person
after trading:0 share
-
Date of ownership change: October 28, 2013.
2. Name of institutional investor: Mekong
Enterprise Fund II, Ltd.
-
Number and proportion of shares owned by investor before
trading: 2,066,930 shares (9.01%)
-
Number of shares transferred: 816,759 shares
-
Number and proportion of shares owned by investor after
trading: 1,250,171 shares (5.45%)
-
Number and proportion of shares owned by related person: 0
share
-
Number and proportion of shares owned by related person
after trading:0 share
-
Date of ownership change: October 25, 2013.
3. Name
of institutional investor: Mekong Enterprise Fund II, Ltd.
-
Number and proportion of shares owned by investor before
trading: 1,250,171 shares (5.45%)
-
Number of shares sold: 1,250,171 shares
-
Number and proportion of shares owned by investor after
trading: 0 share (0%)
-
Number and proportion of shares owned by related person: 0
share
-
Number and proportion of shares owned by related person
after trading:0 share
-
Date of ownership change: October 28, 2013.
4. Name of institutional investor: Mekong
Enterprise Fund, Ltd.
-
Number and proportion of shares owned by investor before
trading: 4,750,089 shares (20.70%)
-
Number of shares transferred: 1,877,025 shares
-
Number and proportion of shares owned by investor after
trading: 2,873,064 shares (12.53%)
-
Number and proportion of shares owned by related person: 0 share
-
Number and proportion of shares owned by related person
after trading:0 share
-
Date of ownership change: October 25, 2013.
5. Name of institutional investor: Mekong
Enterprise Fund II, Ltd.
-
Number and proportion of shares owned by investor before trading:
1,250,171 shares (5.45%)
-
Number of shares transferred: 1,250,171 shares
-
Number and proportion of shares owned by investor after
trading: 0 share (0%)
-
Number and proportion of shares owned by related person: 0
share
-
Number and proportion of shares owned by related person
after trading:0 share
-
Date of ownership change: October 28, 2013.