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DBC: Corporate Governance Report (first 06 months)
CORPORATE GOVERNANCE
(first 06 months/2013)
Company: DABACO
Group
Address: No. 35, Ly
Thai To Street, Bac Ninh City, Bac Ninh Province
Tel.: 02141 3895111 Fax: 0241 3825496
Email:
contact@dabaco.com.vn
Charter capital:
VND 627,419,230,000
Stock code: DBC
I. BOD Activities
(first 06 months/2013)
Meetings:
|
No.
|
Members of BOD
|
Title
|
Attendance
|
Rate
|
Reasons for not attending
|
|
1
|
Nguyen Nhu So
|
Chairman of BOD
|
9
|
100%
|
|
|
2
|
Nguyen Van Quan
|
Vice Chairman
|
9
|
100%
|
|
|
3
|
Nguyen Van Tuan
|
Vice Chairman
|
9
|
100%
|
|
|
4
|
Nguyen Khac Thao
|
Director
|
9
|
100%
|
|
|
5
|
Nguyen Van Manh
|
Director
|
9
|
100%
|
|
|
6
|
Nguyen Thi Thu Huong
|
Director
|
9
|
100%
|
|
|
7
|
Nguyen Hoang Nguyen
|
Director
|
9
|
100%
|
|
|
8
|
Nguyen The Tuong
|
Director
|
9
|
100%
|
|
|
9
|
Ta Huu Khoi
|
Director
|
8
|
89%
|
Personal issue
|
II. Board Resolutions
(first 06 months/2013)
|
No.
|
Board Resolution
No.
|
Date
|
Content
|
|
1
|
01/2013/QD-HDQT
|
04/01/2013
|
Approval on convertible plan of bond DBCCB2011 (stage
2/2013)
|
|
2
|
03/2013/NQ-HDQT
|
21/01/2013
|
Approval on operation plan 2013-2015
|
|
3
|
04/2013/NQ-HDQT
|
19/02/2013
|
Approval on change charter capital up to VND 627,419,230,000
|
|
4
|
07/2013/NQ-HDQT
|
02/04/2013
|
Approval on preparation of AGM 2013
|
|
5
|
09/2013/NQ-HDQT
|
11/06/2013
|
Selection of auditor for fiscal year 2013
|
III. Change in connected
persons/ institutions
|
No.
|
Name of connected persons/institutions
|
Trading account (if any)
|
Position of PDMR at the company (if any)
|
Date to become connected persons/ institutions
|
Date no longer connected persons/ institutions
|
Reasons
|
IV. Transactions of
PDMRs and connected persons/ institutions
1. List of PDMRs and connected persons
|
No.
|
Name
|
Trading account (if any)
|
Position of PDMR at the company (if any)
|
Shareholding at the end of the term
|
Shareholding percentage at the end of the term
|
Note
|
|
1
|
Nguyen Nhu So
|
|
Chairman of BOD
|
8,962,057
|
14.28%
|
|
|
2
|
Nguyen Van Chuyen
|
|
|
116,600
|
0.19%
|
Connected person
|
|
3
|
Nguyen Thi Thuy
|
|
|
13,480
|
0.02%
|
Connected person
|
|
4
|
Nguyen Thi Tan Hoa
|
|
|
247,911
|
0.4%
|
Connected person
|
|
5
|
Nguyen Thu Hien
|
|
|
264,675
|
0.42%
|
Connected person
|
|
6
|
Nguyen Van Quan
|
|
Vice Chairman
|
259,100
|
0.41%
|
PDMR
|
|
7
|
Nguyen Van Tuan
|
|
Vice Chairman
|
63,000
|
0.1%
|
PDMR
|
|
8
|
Nguyen Thi Thu Huong
|
|
Director
|
66,000
|
0.11%
|
PDMR
|
|
9
|
Ta Huu Khoi
|
|
Director
|
62,000
|
0.1%
|
PDMR
|
|
10
|
Nguyen Hoang Nguyen
|
|
Director
|
71,400
|
0.11%
|
PDMR
|
|
11
|
Nguyen The Tuong
|
|
Director
|
265,600
|
0.42%
|
PDMR
|
|
12
|
Nguyen Khac Thao
|
|
Director
|
102,900
|
0.16%
|
PDMR
|
|
13
|
Nguyen Van Manh
|
|
Director
|
27,598
|
0.04%
|
PDMR
|
|
14
|
Nguyen Thi Hue Minh
|
|
Information disclosure person
|
100,000
|
0.16%
|
PDMR
|
|
15
|
Nguyen Van Linh
|
|
Head of Supervisory Board
|
26,000
|
0.04%
|
PDMR
|
2. Transactions of PDMRs and connected persons/ institutions
|
No.
|
Name
|
Relation with PDMR
|
Shareholding at the beginning of the term
|
Shareholding at the end of the term
|
Reason (buy, sell, transfer, dividend, bonus share...)
|
|
Share
|
Percentage
|
Share
|
Percentage
|
|
1
|
Nguyen Nhu So
|
Chairman
|
6,296,800
|
13.01%
|
6,513,466
|
13.45%
|
Buy
|
|
2
|
Nguyen Van Manh
|
Director
|
25,685
|
0.041%
|
27,598
|
0.044%
|
Convertible bond into stock
|
|
3
|
Nguyen Thi Tan Hoa
|
Daughter of Nguyen Nhu So
|
208,492
|
0.33%
|
247,911
|
0.4%
|
Convertible bond into stock
|
|
4
|
Nguyen Thu Hien
|
Daughter of Nguyen Nhu So
|
222,585
|
0.35%
|
264,675
|
0.42%
|
Convertible bond into stock
|
|
5
|
SSI
|
Principal Shareholder
|
3,711,640
|
5.92%
|
3,123,540
|
4.98%
|
Convertible bond into stock
|
|
6
|
Vietnam Equity Holding
|
Principal Shareholder
|
2,047,471
|
3.26%
|
3,310,193
|
5.28%
|
Convertible bond into stock
|
|
7
|
Red River Holding
|
Principal Shareholder
|
5,038,499
|
8.03%
|
7,352,036
|
11.72%
|
Convertible bond into stock
|
|
8
|
Fraser Investment Holding Pte.Ltd
|
Principal Shareholder
|
4,726,900
|
7.53%
|
5,147,200
|
8.2%
|
Convertible bond into stock
|
3. Other transactions: No.
HNX
|
