SEC: Trading result of affiliated institutional investor

Gia Lai Cane Sugar Thermoelectricity Joint Stock Company has disclosed trading result of an institutional investor affiliated with an inside shareholder as follows:

-         Stock symbol: SEC

-         Name of institutional investor: Gia Lai Electricity Joint Stock Company (GEC)  

-         Affiliated person: Mr. Tan Xuan Hien – CEO at GEC

-         Position of Mr. Tan Xuan Hien at  the listed firm:  Member of the Board of Directors

-         Owning volume Mr. Tan Xuan Hien: 50,000 shares

-         Owning volume before trading: 5,051,744 share (29.02%)

-         Volume registered volume to sell: 100,000 shares

-         Sold volume: 39,970 shares

-         Owning volume after trading: 5,011,744 share (28.79%)

-         Trading method: Order matching

-         Trading period: from August 14, 2013 to September 12, 2013

-         Reason of incomplete transaction: the price was not in the trader’s expectation.

HOSE

>   TCO: Transaction of inside shareholder (16/09/2013)

>   AGF: Rights transaction of inside shareholder (16/09/2013)

>   MTG: Transaction of inside shareholder (16/09/2013)

>   NKG: Transaction of inside shareholder (16/09/2013)

>   FLC: Report on Change in Ownership ratio of Major Shareholder (16/09/2013)

>   HQC: Report on Change in Ownership of Major Shareholder (16/09/2013)

>   PET 130916 Report on Change in Ownership ratio of Major Shareholder (Halley Sicav) (16/09/2013)

>   NHS: Report on Change in Ownership ratio of Major Shareholder (16/09/2013)

>   THB: Result of transactions of Directors, PDMR (Mr. Chung) (13/09/2013)

>   ADC: Willem Stuive no longer principal shareholder (13/09/2013)