PRUBF1: Report on Change in Ownership of Major Shareholder

Report on change in ownership of a major shareholder of Prudential Balanced Fund 1 (PRUBF1):

1.       Name of institutional investor: Hochiminh City Securities Corporation (HSC)

2.       Security code: PRUBF1

3.       Number and proportion of shares owned by investor before trading: 6,055,210 fund certificates (12.11%)

4.       Number of shares bought: 23,770 fund certificates and sold: 566,000 fund certificates

5.       Number and proportion of shares owned by investor after trading: 5,512,980 fund certificates (11.03%)

6.       Date of ownership change: August 26, 2013.

HOSE

>   PV2: Result of transactions of Directors, PDMR (Mr. Thang) (29/08/2013)

>   SGD: Correction on shareholding of principal shareholder (Peter Eric Dennis) (29/08/2013)

>   GLT: Result of transaction of connected institution (Kieu Phong Trading and Service Co., Ltd) (29/08/2013)

>   VFMVF1: Trading result of affiliated institution (Vietnam Debt Fund SPC) (29/08/2013)

>   GDT: Trading result of affiliated person (29/08/2013)

>   VFMVF1: Transaction of affiliated institution (Vietnam Debt Fund SPC) (29/08/2013)

>   GDT: Trading result of inside shareholder (29/08/2013)

>   SAV: Trading result of affiliated institution (29/08/2013)

>   DPR: Announcement on share buyback (28/08/2013)

>   BBC: Report on Change in Ownership of Major Shareholder (28/08/2013)