PRUBF1: Report on Change in Ownership of Major Shareholder

Report on change in ownership of a major shareholder of Prudential Balanced Fund 1 (PRUBF1):

1.       Name of institutional investor: Hochiminh City Securities Corporation (HSC)

2.       Security code: PRUBF1

3.       Number and proportion of shares owned by investor before trading: 5,514,860 fund certificates (11.03%)

4.       Number of shares bought: 540,350 fund certificates

5.       Number and proportion of shares owned by investor after trading: 6,055,210 fund certificates (12.11%)

6.       Date of ownership change: August 23, 2013.

HOSE

>   PPI: PPI cancels the transaction of inside shareholder (27/08/2013)

>   COM: Transaction of affiliated institutional investor (27/08/2013)

>   CTI: Violation of information disclosure of affiliated person (27/08/2013)

>   DHC: Transaction of inside shareholder (27/08/2013)

>   PAN: Violation of information disclosure of major shareholder (27/08/2013)

>   PIT: Transaction of inside shareholder (27/08/2013)

>   APS: New principal shareholder TIN PHAT FUND MANAGEMENT CORPORATION (27/08/2013)

>   APS: MARITIME BANK no longer principal shareholder (27/08/2013)

>   JVC: Trading result of inside shareholder (27/08/2013)

>   KHP: Trading result of affiliated person (27/08/2013)