PRUBF1: Report on Change in Ownership of Major Shareholder
Report on change in ownership of a major shareholder of Prudential Balanced Fund 1 (PRUBF1):
1. Name of institutional investor: Hochiminh City Securities Corporation (HSC)
2. Security code: PRUBF1
3. Number and proportion of shares owned by investor before trading: 5,514,860 fund certificates (11.03%)
4. Number of shares bought: 540,350 fund certificates
5. Number and proportion of shares owned by investor after trading: 6,055,210 fund certificates (12.11%)
6. Date of ownership change: August 23, 2013.
HOSE
> PPI: PPI cancels the transaction of inside shareholder (27/08/2013)
> COM: Transaction of affiliated institutional investor (27/08/2013)
> CTI: Violation of information disclosure of affiliated person (27/08/2013)
> DHC: Transaction of inside shareholder (27/08/2013)
> PAN: Violation of information disclosure of major shareholder (27/08/2013)
> PIT: Transaction of inside shareholder (27/08/2013)
> APS: New principal shareholder TIN PHAT FUND MANAGEMENT CORPORATION (27/08/2013)
> APS: MARITIME BANK no longer principal shareholder (27/08/2013)
> JVC: Trading result of inside shareholder (27/08/2013)
> KHP: Trading result of affiliated person (27/08/2013)