VFMVF1: Report on Change in Ownership of Major Shareholder

Report on change in ownership of a major shareholder of Vietnam Securities Investment Fund:

1.       Name of institutional investor: Hochiminh City Securities Corporation – HSC

2.       Security code: VFMVF1

3.       Number and proportion of shares owned by investor before traded on current outstanding shares: 17,299,391 fund certificates (17.30%)

4.       Number of shares sold: 13,000 fund certificates and bought: 734,530 fund certificates

5.       Number and proportion of shares owned by investor after trading on total number of current outstanding shares: 18,020,921 fund certificates (18.02%)

6.       Date of ownership changes: July 18, 2013.

HOSE

>   DTT: Transaction of inside shareholder (23/07/2013)

>   MCP: Transaction of inside shareholder (23/07/2013)

>   PIT: Transaction of inside shareholder (23/07/2013)

>   PGS: Change in shareholding of principal shareholder (Halley Sicav - Halley Asian Prosperity) (23/07/2013)

>   PVS: Notice of transactions of Directors, PDMR (Ms. Oanh) (23/07/2013)

>   PVS: Result of transaction of connected person (Mr. Quyet) (23/07/2013)

>   PVS: Notice of transaction of connected person (Mr. Dung) (23/07/2013)

>   PSI: Result of transactions of Directors, PDMR (Mr. Nhiem) (23/07/2013)

>   SCL: Result of transaction of connected person (Mr. Cuong) (23/07/2013)

>   SCL: Result of transaction of connected instituition (Licogi 166 JSC) (23/07/2013)