The following is the transaction of an inside shareholder of NBB Investment Corporation:
* Stock symbol: NBB
1. Trader: Ms. Nguyen Thi Cat Tien – Member of
the Board of Directors
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Number of shares that the trader holds before
implementing rights: 250,000 shares (1.39%)
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Number of rights after the record date: 250,000
rights
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Exercise ratio: 1:1
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Number of rights that the trader registered to
transfer: 250,000 rights (equivalent to 0 share)
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Number of shares after implementing righs: 250,000
shares
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Trading method: put-through
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Expected trading period: July 26, 2013.
2. Trader: Mr. Pham Thanh Dien – Member of the
Board of Directors
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Number of shares that the trader holds before
implementing rights: 1,050,000 shares (5.83%)
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Number of rights after the record date: 1,050,000
rights
-
Exercise ratio: 1:1
-
Number of rights that the trader registered to
transfer: 1,050,000 rights (equivalent to 0 share)
-
Number of shares after implementing righs:
1,050,000 shares
-
Trading method: put-through
-
Expected trading period: July 26, 2013.
3. Trader: Mr. Phan Ngoc Tri – Supervisory Board
Member
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Number of shares that the trader holds before
implementing rights: 508,460 shares (2.82%)
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Number of rights after the record date: 508,460
rights
-
Exercise ratio: 1:1
-
Number of rights that the trader registered to
transfer: 508,460 rights (equivalent to 0 share)
-
Number of shares after implementing righs:
508,460 shares
-
Trading method: put-through
-
Expected trading period: July 26, 2013.
4. Trader: Mr. Tran Van Huu – CFO
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Number of shares that the trader holds before
implementing rights: 50,000 shares (2.28%)
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Number of rights after the record date: 50,000
rights
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Exercise ratio: 1:1
-
Number of rights that the trader registered to
transfer: 12,000 rights (equivalent to 38,000 shares)
-
Number of shares after implementing righs: 88,000
shares
-
Trading method: put-through
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Expected trading period: July 26, 2013.
5. Trader: Mr. Nguyen Quynh Huong – Head of the
Supervisory Board
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Number of shares that the trader holds before
implementing rights: 10,000 shares
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Number of rights after the record date: 10,000
rights
-
Exercise ratio: 1:1
-
Number of rights that the trader registered to
transfer: 10,000 rights (equivalent to 0 share)
-
Number of shares after implementing righs: 10,000
shares
-
Trading method: put-through
-
Expected trading period: July 26, 2013.
6. Trader: Mr. Hoang Huu Tuong – Member of the
Board of Directors
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Number of shares that the trader holds before
implementing rights: 550,000 shares (3.06%)
-
Number of rights after the record date: 550,000
rights
-
Exercise ratio: 1:1
-
Number of rights that the trader registered to
transfer: 550,000 rights (equivalent to 0 share)
-
Number of shares after implementing righs: 550,000
shares
-
Trading method: put-through
-
Expected trading period: July 26, 2013.
7. Trader: Mr. Vo Du Ngoc Tran – Member of the
Board of Directors
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Number of shares that the trader holds before
implementing rights: 1,800,000 shares (10%)
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Number of rights after the record date: 1,800,000
rights
-
Exercise ratio: 1:1
-
Number of rights that the trader registered to
transfer: 1,800,000 rights (equivalent to 0 share)
-
Number of shares after implementing righs:
1,800,000 shares
-
Trading method: put-through
-
Expected trading period: July 26, 2013.
