VFMVF1: Violation of information disclosure of affiliated person

The following is the violation of information disclosure requirement of an affiliated shareholder:

Ms. Pham Thi Thanh Dao is sister of Ms. Pham Thi Thanh Thuy – Supervisory Board Member of Vietnam Securities Investment Fund (VFMVF1), bought 118,590 VFMVF1 fund certificates from November 07, 2012 to November 21, 2012 but had not had any announcements before trading.

HOSE

>   FDT: Notice of transaction of Directors, PDMR (Mr.Dong) (26/11/2012)

>   FDT: Result of transactions of Directors, PDMR (Mr.Dong) (26/11/2012)

>   HHG: Notice of transaction of Directors, PDMR (Mr.Anh) (26/11/2012)

>   DC2: Result of transactions of Directors, PDMR (Mr.Hai) (26/11/2012)

>   VHL: Result of transactions of Directors, PDMR (Mr. Quang) (26/11/2012)

>   VCM: Result of transactions of Directors, PDMR (Mr. Dat) (26/11/2012)

>   SD6: Result of transactions of Directors, PDMR (Mr. Nguyen Huu Tien) (26/11/2012)

>   IDI: Trading result of affiliated institution (26/11/2012)

>   CNG: Transaction of inside shareholder (26/11/2012)

>   KDC: Transaction of affiliated person (26/11/2012)