VFMVF4: Transaction of affiliated institutional investor

An Phat Securities Joint Stock Company has announced a transaction of affiliated institutional investor as follows:

-         Stock symbol: VFMVF4

-         Name of institutional investor: An Phat Securities Joint Stock Company (APSI)

-         Affiliated person: Mr. Tran Thien Ha – CEO at (APSI)

-         Position of Mr. Tran Thien Ha at  the listed firm: a Member of Fund Representative Board

-         Owning volume before trading: 1,400,000 fund certificates (1.7%)

-         Registered volume to sell: 1,400,000 fund certificates

-         Owning volume after trading: 0 fund certificate (0%)

-         Trading method: order matching and put through

-         Expected trading period: from October 16, 2012 to November 16, 2012

HOSE

>   HBC: Transaction of affiliated institutional investor (12/10/2012)

>   GDT: Transaction of affiliated institutional investor (BI Private Equity New Market KS) (12/10/2012)

>   TS4: Transaction of inside shareholder (12/10/2012)

>   ABT: Transaction of affiliated person (12/10/2012)

>   BRC: Trading result of affiliated person (12/10/2012)

>   ITC: Transaction of inside shareholder (12/10/2012)

>   ITC: Transaction of affiliated person (12/10/2012)

>   RAL: Transaction of inside shareholder (12/10/2012)

>   HLG: Trading result and transaction of inside shareholder (12/10/2012)

>   HAP: Violation of information disclosure of affiliated person (12/10/2012)